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First Trust Small Cap Growth AlphaDEX Fund

33 hedge funds and large institutions have $66.1M invested in First Trust Small Cap Growth AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 6 closing their positions.

Holders
33
Holders Change
-2
Holders Change %
-5.71%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
15
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.3M 500,869 +61,062 +14%
Bank of America
2
Bank of America
North Carolina
$12.4M 321,175 +34,498 +12%
LPL Financial
3
LPL Financial
California
$9.16M 238,018 +1,256 +0.5%
RJA
4
Raymond James & Associates
Florida
$3.98M 103,335 +22,568 +28%
SAM
5
Shamrock Asset Management
Texas
$2.73M 71,052 +71,052 New
TFA
6
Transamerica Financial Advisors
Florida
$2.62M 68,007 -6,020 -8%
UBS Group
7
UBS Group
Switzerland
$2.38M 61,860 +713 +1%
CCA
8
Clearwater Capital Advisors
Illinois
$2.32M 60,249 +2,165 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.99M 51,721 +24,310 +89%
First Trust Advisors
10
First Trust Advisors
Illinois
$1.51M 39,251 +4,108 +12%
KWM
11
Kingsview Wealth Management
Oregon
$1.35M 35,086 +2,691 +8%
Wells Fargo
12
Wells Fargo
California
$1.16M 30,252 -1,861 -6%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$861K 22,391 +6,647 +42%
FAAS
14
First Allied Advisory Services
California
$735K 19,089 +13,548 +245%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$475K 12,359 +5,302 +75%
Stifel Financial
16
Stifel Financial
Missouri
$460K 12,034 +633 +6%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$431K 11,192 -101,075 -90%
CWM
18
Cornerstone Wealth Management
Missouri
$357K 9,347 -496 -5%
SG Americas Securities
19
SG Americas Securities
New York
$327K 8,504 -5,002 -37%
IA
20
IFP Advisors
Florida
$297K 7,727 -51,636 -87%
JIP
21
Jaffetilchin Investment Partners
Florida
$278K 7,220 -10,155 -58%
WA
22
WFG Advisors
Texas
$262K 6,799 -195 -3%
PAG
23
Private Advisor Group
New Jersey
$216K 5,600 +5,600 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$187K 4,849 -794 -14%
GWM
25
Geneos Wealth Management
Colorado
$116K 3,034