FYC icon

First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

66 hedge funds and large institutions have $150M invested in First Trust Small Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 21 reducing their positions, and 7 closing their positions.

Holders
66
Holders Change
–
Holders Change %
0%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
7
Increased
26
Reduced
21
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$25.1M
2
JAWM
2
J. Arnold Wealth Management
Ohio
$11.2M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.36M
4
CAN
4
Cetera Advisor Networks
California
$854K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.46M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$3.73M
2
LPL Financial
2
LPL Financial
California
$21.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$8.95M
4
AWS
4
Atria Wealth Solutions
New York
$261K
5
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.11M
Name Market Value Shares Shares
Change 		Shares
Change %
First Trust Advisors
1
First Trust Advisors
Illinois
$25.1M 444,816 +444,816 New
LPL Financial
2
LPL Financial
California
$21.8M 386,991 -54,637 -12%
JAWM
3
J. Arnold Wealth Management
Ohio
$11.2M 198,184 +198,184 New
Morgan Stanley
4
Morgan Stanley
New York
$8.95M 158,870 -21,974 -12%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.18M 145,149 -11,001 -7%
Bank of America
6
Bank of America
North Carolina
$8.1M 143,642 +5,580 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.36M 130,568 +23,449 +22%
IA
8
IFP Advisors
Florida
$6.15M 109,156 +6,575 +6%
Wells Fargo
9
Wells Fargo
California
$3.73M 66,189 -66,115 -50%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$3.57M 63,417 +2,349 +4%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$3.27M 58,094 +144 +0.2%
MI
12
Moneywise Inc
Virginia
$3.14M 55,790 -999 -2%
RJA
13
Raymond James & Associates
Florida
$3.09M 54,821 -1,097 -2%
Osaic Holdings
14
Osaic Holdings
Arizona
$2.61M 46,332 +7,837 +20%
BFC
15
Bedel Financial Consulting
Indiana
$2.55M 45,304 +1,525 +3%
MA
16
MONECO Advisors
Connecticut
$2.49M 44,157 -2,984 -6%
KWM
17
Kingsview Wealth Management
Oregon
$2.31M 40,964 +2,052 +5%
IWP
18
IAG Wealth Partners
Wisconsin
$2.28M 40,437 -1,161 -3%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$2.11M 37,420 -13,950 -27%
EH
20
Equitable Holdings
New York
$2.07M 36,702 +40 +0.1%
UBS Group
21
UBS Group
Switzerland
$2.06M 36,472 +11,158 +44%
DF
22
Dunhill Financial
United Kingdom
$1.52M 27,062 +1,277 +5%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.46M 25,856 +11,346 +78%
MIM
24
MTM Investment Management
South Carolina
$1.08M 19,209 – –
SPIA
25
Steward Partners Investment Advisory
New York
$1.06M 18,809 +20 +0.1%
1
2 3