First Trust Small Cap Growth AlphaDEX Fund
FYC
155 hedge funds and large institutions have $642M invested in First Trust Small Cap Growth AlphaDEX Fund in 2026 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 69 increasing their positions, 27 reducing their positions, and 12 closing their positions.
167% more first-time investments, than exits
New positions opened: 32 | Existing positions closed: 12
156% more repeat investments, than reductions
Existing positions increased: 69 | Existing positions reduced: 27
20% more capital invested
Capital invested by funds: $535M → $642M (+$107M)
12% more funds holding
Funds holding: 139 → 155 (+16)
0.16% more ownership
Funds ownership: 71.91% → 72.07% (+0.16%)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$17.6M |
| 2 |
Stifel Financial
St. Louis,
Missouri
|
+$17.5M |
| 3 |
Raymond James Financial
St Petersburg,
Florida
|
+$10.6M |
| 4 |
Morgan Stanley
New York
|
+$10.1M |
| 5 |
IAS
Integrity Advisory Solutions
Dallas,
Texas
|
+$9.73M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
-$20.8M |
| 2 |
RWA
Redhawk Wealth Advisors
Minneapolis,
Minnesota
|
-$4.67M |
| 3 |
Jane Street
New York
|
-$2.84M |
| 4 |
VIPI
Vista Investment Partners II
Richmond,
Indiana
|
-$2.13M |
| 5 |
PAG
Private Advisory Group
Redmond,
Washington
|
-$919K |
FYC Hedge Fund Activity: Q1 2026 in Review
155 institutional investors reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2026, worth a combined $642M — up 20% from $535M a quarter earlier.
Buyers outnumbered sellers: 32 funds opened new FYC positions and 12 closed out — a net gain of 20 holders — while 69 added to existing stakes and 27 trimmed.
The largest buyer was LPL Financial, adding an estimated $17.6M. The largest seller was First Trust Advisors, exiting entirely with an estimated $20.8M sold.
- 155 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2026, up from 139 in Q4 2025.
- Funds reported $642M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2026, up 20% quarter-over-quarter.
- 32 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2026 and 12 closed out, a net change of +20 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2026 was LPL Financial, an estimated $17.6M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2026 was First Trust Advisors, an estimated $20.8M sold.
Based on aggregated 13F filings for Q1 2026.