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First Trust Small Cap Growth AlphaDEX Fund

24 hedge funds and large institutions have $37.7M invested in First Trust Small Cap Growth AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
24
Holders Change
+8
Holders Change %
+50%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
5
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$24.7M 817,637 +287,087 +54%
Morgan Stanley
2
Morgan Stanley
New York
$4.95M 163,855 +12,978 +9%
Wells Fargo
3
Wells Fargo
California
$2.21M 73,167 -6,065 -8%
LPL Financial
4
LPL Financial
California
$1.61M 53,289 -21,195 -28%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$742K 24,708 +24,708 New
Citadel Advisors
6
Citadel Advisors
Florida
$626K 20,863 +20,863 New
FHC
7
First Heartland Consultants
Missouri
$470K 15,554 -1,868 -11%
RJA
8
Raymond James & Associates
Florida
$444K 14,690 +14,690 New
TFA
9
Transamerica Financial Advisors
Florida
$431K 14,253 +14,253 New
Stifel Financial
10
Stifel Financial
Missouri
$413K 13,662 -58,516 -81%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$395K 13,064 -25,288 -66%
JIP
12
Jaffetilchin Investment Partners
Florida
$257K 8,500 +8,500 New
BFEC
13
Benjamin F. Edwards & Company
Missouri
$238K 7,883 +6,610 +519%
WA
14
WFG Advisors
Texas
$161K 5,340 +4,465 +510%
DADC
15
D.A. Davidson & Co
Montana
$37K 1,254 +300 +31%
NPC
16
National Planning Corporation
California
$21.8K 750 +750 New
WRM
17
Westport Resources Management
Connecticut
$9K 300 +300 New
Citigroup
18
Citigroup
New York
$9K 300 +300 New
AIG
19
American International Group
New York
$8K 265
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$7K 220 -22 -9%
MFS
21
MSI Financial Services
Massachusetts
$5K 172 +172 New
WEC
22
Winslow Evans & Crocker
Massachusetts
$3.02K 100
Deutsche Bank
23
Deutsche Bank
Germany
-1,500 Closed
PAG
24
Private Advisor Group
New Jersey
-600 Closed
Ameriprise
25
Ameriprise
Minnesota
-121 Closed