We are live on ! Find out more
FYC icon

First Trust Small Cap Growth AlphaDEX Fund

154 hedge funds and large institutions have $641M invested in First Trust Small Cap Growth AlphaDEX Fund in 2026 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 68 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 12

152% more repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 27

20% more capital invested

Capital invested by funds: $534M → $641M (+$107M)

12% more funds holding

Funds holding: 138154 (+16)

0.16% more ownership

Funds ownership: 71.88%72.04% (+0.16%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
154
Holders Change
+16
Holders Change %
+11.59%
% of All Funds
1.9%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
32
Increased
68
Reduced
27
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$132M +$17.6M +176,654 +15%
Raymond James Financial
2
Raymond James Financial
Florida
$52.9M +$10.6M +106,077 +24%
Wells Fargo
3
Wells Fargo
California
$43M +$7.96M +79,900 +22%
Morgan Stanley
4
Morgan Stanley
New York
$38.3M +$10.1M +101,255 +35%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$28.1M +$3.45M +34,676 +14%
Bank of America
6
Bank of America
North Carolina
$23.7M +$4.26M +42,752 +21%
Stifel Financial
7
Stifel Financial
Missouri
$19.1M +$17.5M +176,094 +858%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$18M +$2.62M +26,330 +17%
UBS Group
9
UBS Group
Switzerland
$16.9M +$9M +90,358 +107%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$16.6M +$715K +7,183 +4%
EA
11
Eclectic Associates
California
$15.4M +$530K +5,325 +3%
RIS
12
Richmond Investment Services
Wisconsin
$14.3M +$384K +3,859 +3%
Osaic Holdings
13
Osaic Holdings
Arizona
$9.94M +$931K +9,349 +10%
NWWA
14
New Wave Wealth Advisors
Arkansas
$9.84M -$686K -6,891 -6%
CIA
15
Concurrent Investment Advisors
Florida
$9.73M +$109K +1,098 +1%
IAS
16
Integrity Advisory Solutions
Texas
$9.48M +$9.73M +97,707 New
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$8.97M +$1.57M +15,746 +21%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$8.86M +$943K +9,464 +12%
MML Investors Services
19
MML Investors Services
Massachusetts
$8.51M +$2.09M +21,033 +32%
IA
20
IFP Advisors
Florida
$8.42M -$196K -1,970 -2%
BFC
21
Bedel Financial Consulting
Indiana
$7.48M +$272K +2,731 +4%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$7.07M +$5.45M +54,755 +301%
Two Sigma Investments
23
Two Sigma Investments
New York
$6.57M +$6.74M +67,700 New
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$5.9M +$1.75M +17,535 +40%
EH
25
Equitable Holdings
New York
$5.53M +$163K +1,636 +3%