First Trust Small Cap Growth AlphaDEX Fund
10 hedge funds and large institutions have $11.2M invested in First Trust Small Cap Growth AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 0 closing their positions.
61% more capital invested
Capital invested by funds: $6.97M → $11.2M (+$4.25M)
0% more funds holding
Funds holding: 10 → 10 (0)
0% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 5
7.49% less ownership
Funds ownership: 50.7% → 43.21% (-7.5%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$2.22M |
| 2 |
Morgan Stanley
New York
|
+$1.46M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$1.01M |
| 4 |
WA
WFG Advisors
Dallas,
Texas
|
+$19.5K |
| 5 |
AIG
American International Group
New York
|
+$5.66K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$800K |
| 2 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
-$278K |
| 3 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$225K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$111K |
| 5 |
LPL Financial
San Diego,
California
|
-$11.5K |
FYC Hedge Fund Activity: Q4 2013 in Review
10 of the 3,459 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2013, worth a combined $11.2M — up 61% from $6.97M a quarter earlier.
Fund positioning in FYC was balanced in Q4 2013: 0 funds opened new positions, 0 closed out, 5 added to existing stakes and 5 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $2.22M. The largest seller was Susquehanna International Group, cutting an estimated $800K.
- 10 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2013, unchanged from Q3 2013.
- Funds reported $11.2M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2013, up 61% quarter-over-quarter.
- 0 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2013 and 0 closed out.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2013 was Royal Bank of Canada, an estimated $2.22M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2013 was Susquehanna International Group, an estimated $800K sold.
Based on aggregated 13F filings for Q4 2013.