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First Trust Small Cap Growth AlphaDEX Fund

10 hedge funds and large institutions have $11.2M invested in First Trust Small Cap Growth AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more capital invested

Capital invested by funds: $6.97M → $11.2M (+$4.25M)

0% more funds holding

Funds holding: 1010 (0)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

7.49% less ownership

Funds ownership: 50.7%43.21% (-7.5%)

Holders
10
Holders Change
Holders Change %
0%
% of All Funds
0.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
5
Reduced
5
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.03M +$1.46M +50,475 +104%
Wells Fargo
2
Wells Fargo
California
$2.72M -$111K -3,858 -4%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.63M +$2.22M +76,813 +843%
Bank of America
4
Bank of America
North Carolina
$1.12M +$1.01M +35,065 +2,389%
VFS
5
VSR Financial Services
Kansas
$994K -$278K -9,643 -23%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$277K -$800K -27,715 -75%
LPL Financial
7
LPL Financial
California
$215K -$11.5K -399 -5%
Deutsche Bank
8
Deutsche Bank
Germany
$208K -$225K -7,816 -53%
WA
9
WFG Advisors
Texas
$27K +$19.5K +675 +338%
AIG
10
American International Group
New York
$9.5K +$5.66K +196 +170%