VSR Financial Services’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

VSR Financial Services’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-60,085	Closed	-$1.83M	–	587
2015 Q4	$1.83M	Buy	+60,085	New	+$1.86M	0.2%	127
2015 Q3	–	Sell	-65,030	Closed	-$2.07M	–	590
2015 Q2	$2.07M	Buy	65,030 +2,575	+4%	+$80.7K	0.22%	124
2015 Q1	$1.97M	Buy	+62,455	New	+$1.9M	0.21%	121
2014 Q2	–	Sell	-39,293	Closed	-$1.17M	–	586
2014 Q1	$1.17M	Buy	39,293 +6,749	+21%	+$200K	0.17%	163
2013 Q4	$994K	Sell	32,544 -9,643	-23%	-$278K	0.15%	165
2013 Q3	$1.16M	Buy	+42,187	New	+$1.11M	0.2%	124

Other funds holding FYC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

VSR Financial Services's FYC Position: Q1 2016 in Review

VSR Financial Services sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q1 2016, closing a stake of 60,085 shares — an estimated $1.83M sold.

VSR Financial Services first reported a position in FYC in Q3 2013 and held it in 6 quarters. The position peaked at $2.07M in Q2 2015. 30 funds tracked by Wall St. Rank hold FYC as of Q1 2016.

VSR Financial Services reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
VSR Financial Services sold 60,085 First Trust Small Cap Growth AlphaDEX Fund shares in Q1 2016, an estimated $1.83M.
VSR Financial Services first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2013 and held it in 6 quarters.
VSR Financial Services's First Trust Small Cap Growth AlphaDEX Fund position peaked at $2.07M in Q2 2015.
30 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q1 2016.

Based on VSR Financial Services's 13F filing for Q1 2016, filed 5 May 2016.