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First Trust Small Cap Growth AlphaDEX Fund

30 hedge funds and large institutions have $27.8M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 3 increasing their positions, 15 reducing their positions, and 7 closing their positions.

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
3
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
LPL Financial
1
LPL Financial
California
$7.98M 269,463 -166,529 -38%
Morgan Stanley
2
Morgan Stanley
New York
$7.75M 257,078 -239,133 -48%
Wells Fargo
3
Wells Fargo
California
$1.66M 54,987 -1,564 -3%
Bank of America
4
Bank of America
North Carolina
$1.52M 50,468 -7,833 -13%
Jane Street
5
Jane Street
New York
$1.18M 39,198 +39,198 New
BFEC
6
Benjamin F. Edwards & Company
Missouri
$1.16M 38,331 +2,567 +7%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.06M 35,292 -6,506 -16%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$806K 26,733 +26,733 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$732K 24,281 -239,137 -91%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$727K 24,108 +24,108 New
Citadel Advisors
11
Citadel Advisors
Florida
$712K 23,595 +23,595 New
RJA
12
Raymond James & Associates
Florida
$602K 19,972 -34,804 -64%
CWM
13
Cornerstone Wealth Management
Missouri
$323K 10,093 +10,093 New
Stifel Financial
14
Stifel Financial
Missouri
$300K 9,932 -25,054 -72%
HFS
15
HL Financial Services
Kentucky
$269K 8,911 +8,911 New
CIM
16
Confluence Investment Management
Missouri
$263K 8,741 -25 -0.3%
WA
17
WFG Advisors
Texas
$212K 7,032 +841 +14%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$101K 3,360 -220 -6%
GWM
19
Geneos Wealth Management
Colorado
$92K 3,065 +3,065 New
UBS Group
20
UBS Group
Switzerland
$87K 2,870 -96,071 -97%
DADC
21
D.A. Davidson & Co
Montana
$71K 2,364 +188 +9%
IA
22
IFP Advisors
Florida
$62K 1,336 -7,415 -85%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$52K 1,736
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$45K 1,487
MFS
25
MSI Financial Services
Massachusetts
$28K 932 -6,172 -87%