First Trust Small Cap Growth AlphaDEX Fund
30 hedge funds and large institutions have $27.8M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 3 increasing their positions, 15 reducing their positions, and 7 closing their positions.
0% more funds holding
Funds holding: 30 → 30 (0)
0% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 7
17.04% less ownership
Funds ownership: 78.81% → 61.77% (-17%)
58% less capital invested
Capital invested by funds: $65.7M → $27.8M (-$37.9M)
80% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 15
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$1.11M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$754K |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$680K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$666K |
| 5 |
HFS
HL Financial Services
Louisville,
Kentucky
|
+$251K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
-$12.2M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$6.75M |
| 3 |
Morgan Stanley
New York
|
-$6.75M |
| 4 |
LPL Financial
San Diego,
California
|
-$4.7M |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$2.71M |
FYC Hedge Fund Activity: Q1 2016 in Review
30 of the 3,767 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2016, worth a combined $27.8M — down 58% from $65.7M a quarter earlier.
Fund positioning in FYC was balanced in Q1 2016: 7 funds opened new positions, 7 closed out, 3 added to existing stakes and 15 trimmed.
The largest buyer was Jane Street, opening a new position worth an estimated $1.11M. The largest seller was Transamerica Financial Advisors, cutting an estimated $12.2M.
- 30 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2016, unchanged from Q4 2015.
- Funds reported $27.8M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2016, down 58% quarter-over-quarter.
- 7 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2016 and 7 closed out, a net change of 0 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2016 was Jane Street, an estimated $1.11M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2016 was Transamerica Financial Advisors, an estimated $12.2M sold.
Based on aggregated 13F filings for Q1 2016.