HL Financial Services’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

HL Financial Services’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-6,316	Closed	-$230K	–	681
2017 Q1	$230K	Sell	6,316 -1,871	-23%	-$67K	﹤0.01%	618
2016 Q4	$283K	Sell	8,187 -338	-4%	-$11.4K	0.01%	568
2016 Q3	$288K	Sell	8,525 -611	-7%	-$20.2K	0.01%	543
2016 Q2	$286K	Buy	9,136 +225	+3%	+$6.87K	0.01%	544
2016 Q1	$269K	Buy	+8,911	New	+$251K	0.01%	546

Other funds holding FYC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.18B AUM 31.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CCA

Clearwater Capital Advisors Hoffman Estates, Illinois $1.36B AUM 18.79% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

HL Financial Services's FYC Position: Q2 2017 in Review

HL Financial Services sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q2 2017, closing a stake of 6,316 shares — an estimated $230K sold.

HL Financial Services first reported a position in FYC in Q1 2016 and held it in 5 quarters. The position peaked at $288K in Q3 2016. 33 funds tracked by Wall St. Rank hold FYC as of Q2 2017.

HL Financial Services reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q2 2017 after selling out during the quarter.
HL Financial Services sold 6,316 First Trust Small Cap Growth AlphaDEX Fund shares in Q2 2017, an estimated $230K.
HL Financial Services first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q1 2016 and held it in 5 quarters.
HL Financial Services's First Trust Small Cap Growth AlphaDEX Fund position peaked at $288K in Q3 2016.
33 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q2 2017.

Based on HL Financial Services's 13F filing for Q2 2017, filed 1 Aug 2017.