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First Trust Small Cap Growth AlphaDEX Fund

35 hedge funds and large institutions have $64.7M invested in First Trust Small Cap Growth AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
13
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16M 439,807 +43,875 +11%
Bank of America
2
Bank of America
North Carolina
$10.4M 286,677 +2,447 +0.9%
LPL Financial
3
LPL Financial
California
$8.52M 236,762 +29,122 +14%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$4.09M 112,267 +46,554 +71%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$3.64M 99,787 +99,787 New
RJA
6
Raymond James & Associates
Florida
$2.94M 80,767 +36,316 +82%
TFA
7
Transamerica Financial Advisors
Florida
$2.7M 74,027 -15,128 -17%
UBS Group
8
UBS Group
Switzerland
$2.23M 61,147 +4,117 +7%
IA
9
IFP Advisors
Florida
$2.16M 59,363 +51,586 +663%
CCA
10
Clearwater Capital Advisors
Illinois
$2.06M 58,084 +1,855 +3%
First Trust Advisors
11
First Trust Advisors
Illinois
$1.28M 35,143 +6,004 +21%
KWM
12
Kingsview Wealth Management
Oregon
$1.18M 32,395 +32,395 New
Wells Fargo
13
Wells Fargo
California
$1.17M 32,113 -985 -3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$999K 27,411 -2,895 -10%
Ameriprise
15
Ameriprise
Minnesota
$720K 19,764 +19,764 New
JIP
16
Jaffetilchin Investment Partners
Florida
$633K 17,375 -7,027 -29%
IAA
17
Independent Advisor Alliance
North Carolina
$584K 16,475 +16,475 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$574K 15,744 +8,075 +105%
SG Americas Securities
19
SG Americas Securities
New York
$492K 13,506 -36,494 -73%
Stifel Financial
20
Stifel Financial
Missouri
$415K 11,401 -1,569 -12%
CWM
21
Cornerstone Wealth Management
Missouri
$352K 9,843 -216 -2%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$257K 7,057 -33,977 -83%
WA
23
WFG Advisors
Texas
$255K 6,994 -130 -2%
HFS
24
HL Financial Services
Kentucky
$230K 6,316 -1,871 -23%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$206K 5,643 +342 +6%