SG Americas Securities’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

SG Americas Securities’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,825	Closed	-$199K	–	3362
2017 Q3	$199K	Sell	4,825 -3,679	-43%	-$143K	﹤0.01%	2589
2017 Q2	$327K	Sell	8,504 -5,002	-37%	-$186K	﹤0.01%	2120
2017 Q1	$492K	Sell	13,506 -36,494	-73%	-$1.31M	﹤0.01%	1869
2016 Q4	$1.73M	Buy	+50,000	New	+$1.68M	0.01%	976
2016 Q3	–	Sell	-27,630	Closed	-$865K	–	3388
2016 Q2	$865K	Buy	+27,630	New	+$844K	0.01%	1399

Other funds holding FYC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

CCA

Clearwater Capital Advisors Hoffman Estates, Illinois $1.36B AUM 18.79% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

SG Americas Securities's FYC Position: Q4 2017 in Review

SG Americas Securities sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q4 2017, closing a stake of 4,825 shares — an estimated $199K sold.

SG Americas Securities first reported a position in FYC in Q2 2016 and held it in 5 quarters. The position peaked at $1.73M in Q4 2016. 45 funds tracked by Wall St. Rank hold FYC as of Q4 2017.

SG Americas Securities reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
SG Americas Securities sold 4,825 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2017, an estimated $199K.
SG Americas Securities first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q2 2016 and held it in 5 quarters.
SG Americas Securities's First Trust Small Cap Growth AlphaDEX Fund position peaked at $1.73M in Q4 2016.
45 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2017.

Based on SG Americas Securities's 13F filing for Q4 2017, filed 24 Jan 2018.