UBS Group’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

UBS Group’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$19.7M	Sell	154,862 -19,752	-11%	-$2.23M	﹤0.01%	2698
2026 Q1	$16.9M	Buy	174,614 +90,358	+107%	+$9M	﹤0.01%	2789
2025 Q4	$8.1M	Buy	84,256 +27,941	+50%	+$2.64M	﹤0.01%	3523
2025 Q3	$5.11M	Buy	56,315 +18,866	+50%	+$1.59M	﹤0.01%	4013
2025 Q2	$2.98M	Sell	37,449 -938	-2%	-$67.4K	﹤0.01%	4407
2025 Q1	$2.64M	Sell	38,387 -140	-0.4%	-$10.6K	﹤0.01%	4446
2024 Q4	$2.98M	Buy	38,527 +4,262	+12%	+$335K	﹤0.01%	4329
2024 Q3	$2.55M	Sell	34,265 -328	-0.9%	-$23K	﹤0.01%	3755
2024 Q2	$2.28M	Buy	34,593 +2,877	+9%	+$187K	﹤0.01%	3634
2024 Q1	$2.08M	Sell	31,716 -157	-0.5%	-$9.84K	﹤0.01%	3920
2023 Q4	$2.01M	Sell	31,873 -4,599	-13%	-$262K	﹤0.01%	3823
2023 Q3	$2.06M	Buy	36,472 +11,158	+44%	+$671K	﹤0.01%	3420
2023 Q2	$1.52M	Sell	25,314 -1,649	-6%	-$94.8K	﹤0.01%	3811
2023 Q1	$1.56M	Sell	26,963 -3,163	-10%	-$185K	﹤0.01%	3686
2022 Q4	$1.67M	Buy	30,126 +2,866	+11%	+$163K	﹤0.01%	3572
2022 Q3	$1.47M	Sell	27,260 -26,574	-49%	-$1.56M	﹤0.01%	3432
2022 Q2	$2.92M	Sell	53,834 -7,853	-13%	-$468K	﹤0.01%	2821
2022 Q1	$4.22M	Sell	61,687 -2,634	-4%	-$177K	﹤0.01%	2705
2021 Q4	$4.79M	Sell	64,321 -736	-1%	-$55.2K	﹤0.01%	2867
2021 Q3	$4.66M	Sell	65,057 -3,332	-5%	-$238K	﹤0.01%	2739
2021 Q2	$5.01M	Sell	68,389 -22,000	-24%	-$1.56M	﹤0.01%	2684
2021 Q1	$6.3M	Buy	90,389 +32,560	+56%	+$2.29M	﹤0.01%	2373
2020 Q4	$3.57M	Buy	57,829 +14,638	+34%	+$796K	﹤0.01%	2810
2020 Q3	$2.04M	Sell	43,191 -1,436	-3%	-$65.6K	﹤0.01%	3016
2020 Q2	$1.89M	Buy	44,627 +79	+0.2%	+$3.01K	﹤0.01%	2926
2020 Q1	$1.45M	Sell	44,548 -111,102	-71%	-$4.73M	﹤0.01%	3051
2019 Q4	$7.26M	Sell	155,650 -13,091	-8%	-$590K	﹤0.01%	2230
2019 Q3	$7.4M	Sell	168,741 -47,529	-22%	-$2.16M	﹤0.01%	2018
2019 Q2	$10.1M	Sell	216,270 -23,253	-10%	-$1.06M	﹤0.01%	1748
2019 Q1	$11.1M	Buy	239,523 +35,039	+17%	+$1.57M	﹤0.01%	1603
2018 Q4	$8.2M	Sell	204,484 -61,602	-23%	-$2.76M	﹤0.01%	1723
2018 Q3	$13.9M	Buy	266,086 +64,876	+32%	+$3.31M	0.01%	1491
2018 Q2	$9.76M	Buy	201,210 +56,777	+39%	+$2.63M	﹤0.01%	1774
2018 Q1	$6.27M	Sell	144,433 -5,290	-4%	-$230K	﹤0.01%	2108
2017 Q4	$6.37M	Buy	149,723 +86,153	+136%	+$3.6M	﹤0.01%	2117
2017 Q3	$2.62M	Buy	63,570 +1,710	+3%	+$66.4K	﹤0.01%	2864
2017 Q2	$2.38M	Buy	61,860 +713	+1%	+$26.5K	﹤0.01%	2852
2017 Q1	$2.23M	Buy	61,147 +4,117	+7%	+$147K	﹤0.01%	2850
2016 Q4	$1.97M	Buy	57,030 +108	+0.2%	+$3.63K	﹤0.01%	2922
2016 Q3	$1.93M	Buy	56,922 +53,922	+1,797%	+$1.79M	﹤0.01%	2881
2016 Q2	$94K	Buy	3,000 +130	+5%	+$3.97K	﹤0.01%	5064
2016 Q1	$87K	Sell	2,870 -96,071	-97%	-$2.71M	﹤0.01%	5082
2015 Q4	$3.02M	Buy	98,941 +88,049	+808%	+$2.73M	﹤0.01%	2421
2015 Q3	$318K	Sell	10,892 -21,853	-67%	-$681K	﹤0.01%	4260
2015 Q2	$1.04M	Buy	+32,745	New	+$1.03M	﹤0.01%	3531

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Eclectic Associates Fullerton, California $878M AUM 18.7% 1-Year Est. Return

UBS Group's FYC Position: Q2 2026 in Review

UBS Group reduced its First Trust Small Cap Growth AlphaDEX Fund (FYC) stake by 11% in Q2 2026, selling an estimated $2.23M and leaving 154,862 shares worth $19.7M. The position accounts for ﹤0.01% of the portfolio, ranked #2698.

UBS Group first reported a position in FYC in Q2 2015 and has held it in 45 quarters since. 176 funds tracked by Wall St. Rank hold FYC as of Q2 2026.

UBS Group held 154,862 shares of First Trust Small Cap Growth AlphaDEX Fund worth $19.7M as of Q2 2026.
UBS Group sold 19,752 First Trust Small Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $2.23M.
First Trust Small Cap Growth AlphaDEX Fund made up ﹤0.01% of UBS Group's portfolio in Q2 2026, its #2698 holding.
UBS Group first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q2 2015 and has held it in 45 quarters since.
176 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q2 2026.

Based on UBS Group's 13F filing for Q2 2026, filed 13 Aug 2026.