First Trust Small Cap Growth AlphaDEX Fund
83 hedge funds and large institutions have $289M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 32 increasing their positions, 28 reducing their positions, and 16 closing their positions.
14% more repeat investments, than reductions
Existing positions increased: 32 | Existing positions reduced: 28
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
3% less capital invested
Capital invested by funds: $298M → $289M (-$8.73M)
1.09% less ownership
Funds ownership: 67.52% → 66.43% (-1.1%)
8% less funds holding
Funds holding: 90 → 83 (-7)
38% less first-time investments, than exits
New positions opened: 10 | Existing positions closed: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
+$7.7M |
| 2 |
SWM
Spire Wealth Management
Mclean,
Virginia
|
+$2.38M |
| 3 |
Truist Financial
Charlotte,
North Carolina
|
+$1.69M |
| 4 |
SWP
Stratos Wealth Partners
Beachwood,
Ohio
|
+$1.53M |
| 5 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$1.08M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$9.76M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$6.68M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$5.77M |
| 4 |
SG
Strid Group
Newtown Square,
Pennsylvania
|
-$2.57M |
| 5 |
Baird Financial Group
Milwaukee,
Wisconsin
|
-$2.34M |
FYC Hedge Fund Activity: Q2 2021 in Review
83 of the 5,767 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q2 2021, worth a combined $289M — down 2.9% from $298M a quarter earlier.
Sellers outnumbered buyers: 16 funds closed out of FYC and 10 opened new positions — a net loss of 6 holders — while 28 trimmed existing stakes and 32 added.
The largest buyer was First Trust Advisors, adding an estimated $7.7M. The largest seller was Morgan Stanley, cutting an estimated $9.76M.
- 83 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q2 2021, down from 90 in Q1 2021.
- Funds reported $289M of First Trust Small Cap Growth AlphaDEX Fund stock for Q2 2021, down 2.9% quarter-over-quarter.
- 10 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q2 2021 and 16 closed out, a net change of -6 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q2 2021 was First Trust Advisors, an estimated $7.7M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q2 2021 was Morgan Stanley, an estimated $9.76M sold.
Based on aggregated 13F filings for Q2 2021.