First Trust Small Cap Growth AlphaDEX Fund
94 hedge funds and large institutions have $246M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 26 increasing their positions, 30 reducing their positions, and 9 closing their positions.
178% more first-time investments, than exits
New positions opened: 25 | Existing positions closed: 9
21% more funds holding
Funds holding: 78 → 94 (+16)
4% more capital invested
Capital invested by funds: $236M → $246M (+$9.71M)
0.54% less ownership
Funds ownership: 67.31% → 66.77% (-0.54%)
13% less repeat investments, than reductions
Existing positions increased: 26 | Existing positions reduced: 30
67% less funds holding in top 10
Funds holding in top 10: 3 → 1 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AC
Avestar Capital
New York
|
+$7.93M |
| 2 |
MIAN
Mariner Independent Advisor Network
Overland Park,
Kansas
|
+$3.21M |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$2.5M |
| 4 |
Wells Fargo
San Francisco,
California
|
+$2.4M |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.91M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JAWM
J. Arnold Wealth Management
Youngstown,
Ohio
|
-$13.3M |
| 2 |
Truist Financial
Charlotte,
North Carolina
|
-$3.35M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$2.55M |
| 4 |
KPWS
Kestra Private Wealth Services
Austin,
Texas
|
-$2.21M |
| 5 |
HIS
Harvest Investment Services
Oakbrook Terrace,
Illinois
|
-$1.61M |
FYC Hedge Fund Activity: Q4 2021 in Review
94 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2021, worth a combined $246M — up 4.1% from $236M a quarter earlier.
Buyers outnumbered sellers: 25 funds opened new FYC positions and 9 closed out — a net gain of 16 holders — while 26 added to existing stakes and 30 trimmed.
The largest buyer was Avestar Capital, opening a new position worth an estimated $7.93M. The largest seller was J. Arnold Wealth Management, cutting an estimated $13.3M.
- 94 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2021, up from 78 in Q3 2021.
- Funds reported $246M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2021, up 4.1% quarter-over-quarter.
- 25 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2021 and 9 closed out, a net change of +16 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2021 was Avestar Capital, an estimated $7.93M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2021 was J. Arnold Wealth Management, an estimated $13.3M sold.
Based on aggregated 13F filings for Q4 2021.