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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

93 hedge funds and large institutions have $246M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 26 increasing their positions, 30 reducing their positions, and 9 closing their positions.

Holders
93
Holders Change
+15
Holders Change %
+19.23%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
24
Increased
26
Reduced
30
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
1
Avestar Capital
New York
$7.88M
2
MIAN
2
Mariner Independent Advisor Network
Kansas
$3.22M
3
Citadel Advisors
3
Citadel Advisors
Florida
$2.48M
4
Wells Fargo
4
Wells Fargo
California
$16.4M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.99M

Top Sellers

1
JAWM
1
J. Arnold Wealth Management
Ohio
$4.46M
2
Truist Financial
2
Truist Financial
North Carolina
$6.16M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$7.14M
4
KPWS
4
Kestra Private Wealth Services
Texas
$0
5
HIS
5
Harvest Investment Services
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$31M 416,305 -4,829 -1%
First Trust Advisors
2
First Trust Advisors
Illinois
$28.3M 379,581 +5,067 +1%
Morgan Stanley
3
Morgan Stanley
New York
$17.5M 234,510 -17,524 -7%
Wells Fargo
4
Wells Fargo
California
$16.4M 220,029 +32,022 +17%
Bank of America
5
Bank of America
North Carolina
$11.1M 149,527 -726 -0.5%
RJA
6
Raymond James & Associates
Florida
$10.1M 135,696 -6,110 -4%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$9.01M 120,872 -14,457 -11%
AC
8
Avestar Capital
New York
$7.88M 105,696 +105,696 New
Stifel Financial
9
Stifel Financial
Missouri
$7.53M 100,984 +6,620 +7%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$7.14M 95,707 -34,075 -26%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$6.99M 93,755 +25,498 +37%
Truist Financial
12
Truist Financial
North Carolina
$6.16M 82,584 -44,680 -35%
CAG
13
Csenge Advisory Group
Florida
$5.43M 73,797 -5,904 -7%
PFA
14
Plotkin Financial Advisors
Maryland
$5.41M 72,564 -6,423 -8%
UBS Group
15
UBS Group
Switzerland
$4.8M 64,321 -736 -1%
MI
16
Moneywise Inc
Virginia
$4.67M 62,569 -7,224 -10%
JAWM
17
J. Arnold Wealth Management
Ohio
$4.46M 59,788 -177,260 -75%
Osaic Holdings
18
Osaic Holdings
Arizona
$3.87M 51,897 -455 -0.9%
SPIA
19
Steward Partners Investment Advisory
New York
$3.83M 51,422 -1,353 -3%
AI
20
Atria Investments
North Carolina
$3.73M 50,079 +3,026 +6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$3.61M 48,363 +12,091 +33%
MIAN
22
Mariner Independent Advisor Network
Kansas
$3.22M 42,841 +42,841 New
MA
23
MONECO Advisors
Connecticut
$2.88M 44,534 +7,325 +20%
APA
24
American Portfolios Advisors
New York
$2.57M 34,427 +14,226 +70%
Citadel Advisors
25
Citadel Advisors
Florida
$2.48M 33,307 +33,307 New
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