First Trust Small Cap Growth AlphaDEX Fund
139 hedge funds and large institutions have $535M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 60 increasing their positions, 30 reducing their positions, and 8 closing their positions.
288% more first-time investments, than exits
New positions opened: 31 | Existing positions closed: 8
100% more repeat investments, than reductions
Existing positions increased: 60 | Existing positions reduced: 30
28% more capital invested
Capital invested by funds: $419M → $535M (+$116M)
19% more funds holding
Funds holding: 117 → 139 (+22)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
1.36% less ownership
Funds ownership: 73.27% → 71.91% (-1.4%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$33.6M |
| 2 |
Raymond James Financial
St Petersburg,
Florida
|
+$10.8M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$7.68M |
| 4 |
Morgan Stanley
New York
|
+$3.91M |
| 5 |
GSWM
Greenup Street Wealth Management
Ann Arbor,
Michigan
|
+$3.82M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
-$2.78M |
| 2 |
KWM
Kingsview Wealth Management
Grants Pass,
Oregon
|
-$2.53M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.84M |
| 4 |
RWA
Redhawk Wealth Advisors
Minneapolis,
Minnesota
|
-$1.42M |
| 5 |
MI
Moneywise Inc
Forest,
Virginia
|
-$1.22M |
FYC Hedge Fund Activity: Q4 2025 in Review
139 of the 8,270 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2025, worth a combined $535M — up 28% from $419M a quarter earlier.
Buyers outnumbered sellers: 31 funds opened new FYC positions and 8 closed out — a net gain of 23 holders — while 60 added to existing stakes and 30 trimmed.
The largest buyer was LPL Financial, adding an estimated $33.6M. The largest seller was First Trust Advisors, cutting an estimated $2.78M.
- 139 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2025, up from 117 in Q3 2025.
- Funds reported $535M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2025, up 28% quarter-over-quarter.
- 31 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2025 and 8 closed out, a net change of +23 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2025 was LPL Financial, an estimated $33.6M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2025 was First Trust Advisors, an estimated $2.78M sold.
Based on aggregated 13F filings for Q4 2025.