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First Trust Small Cap Growth AlphaDEX Fund

105 hedge funds and large institutions have $330M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 42 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more capital invested

Capital invested by funds: $279M → $330M (+$51.4M)

1.06% more ownership

Funds ownership: 69.85%70.91% (+1.1%)

1% less funds holding

Funds holding: 106105 (-1)

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

19% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 42

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
105
Holders Change
-1
Holders Change %
-0.94%
% of All Funds
1.38%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.04%
New
13
Increased
34
Reduced
42
Closed
14
Calls
$1.83M
Puts
Net Calls
+$1.83M
Net Calls Change
+$1.83M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$53.4M +$5.7M +79,356 +13%
Morgan Stanley
2
Morgan Stanley
New York
$38M -$392K -5,460 -1%
Wells Fargo
3
Wells Fargo
California
$25M -$4.02M -55,914 -15%
First Trust Advisors
4
First Trust Advisors
Illinois
$20.3M +$506K +7,042 +3%
Bank of America
5
Bank of America
North Carolina
$19.6M +$8.51M +118,450 +93%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$15.2M +$2.62M +36,449 +24%
EA
7
Eclectic Associates
California
$11.4M +$562K +7,824 +6%
RIS
8
Richmond Investment Services
Wisconsin
$10.8M +$4.98M +69,359 +104%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$10.5M +$83.9K +1,168 +0.9%
Raymond James Financial
10
Raymond James Financial
Florida
$10.3M -$20.8K -290 -0.2%
CIA
11
Concurrent Investment Advisors
Florida
$7.9M -$68.9K -959 -1%
NWWA
12
New Wave Wealth Advisors
Arkansas
$7.6M -$144K -2,003 -2%
IA
13
IFP Advisors
Florida
$7.24M +$270K +3,762 +4%
BAS
14
Brueske Advisory Services
Washington
$7.15M -$458K -6,371 -7%
KWM
15
Kingsview Wealth Management
Oregon
$5.91M -$109K -1,522 -2%
BFC
16
Bedel Financial Consulting
Indiana
$5.66M +$1.79K +25 +0%
Stifel Financial
17
Stifel Financial
Missouri
$5.27M -$4.9M -68,159 -51%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$4.9M -$1.37M -19,088 -24%
EH
19
Equitable Holdings
New York
$4.62M +$340K +4,733 +9%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$4.33M -$324K -4,505 -8%
Osaic Holdings
21
Osaic Holdings
Arizona
$3.11M +$425K +5,914 +18%
UBS Group
22
UBS Group
Switzerland
$2.98M -$67.4K -938 -2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$2.91M +$151K +2,098 +6%
Two Sigma Investments
24
Two Sigma Investments
New York
$2.24M +$2.02M +28,100 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$2.16M +$405K +5,642 +26%

FYC Hedge Fund Activity: Q2 2025 in Review

105 of the 7,596 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q2 2025, worth a combined $330M — up 18% from $279M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FYC and 13 opened new positions — a net loss of 1 holder — while 42 trimmed existing stakes and 34 added.

The largest buyer was Bank of America, adding an estimated $8.51M. The largest seller was Stifel Financial, cutting an estimated $4.9M.

  • 105 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q2 2025, down from 106 in Q1 2025.
  • Funds reported $330M of First Trust Small Cap Growth AlphaDEX Fund stock for Q2 2025, up 18% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q2 2025 and 14 closed out, a net change of -1 holder.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q2 2025 was Bank of America, an estimated $8.51M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q2 2025 was Stifel Financial, an estimated $4.9M sold.

Based on aggregated 13F filings for Q2 2025.