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First Trust Small Cap Growth AlphaDEX Fund

25 hedge funds and large institutions have $42.8M invested in First Trust Small Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
8
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
TFA
1
Transamerica Financial Advisors
Florida
$12.8M 437,362 +151,932 +53%
Morgan Stanley
2
Morgan Stanley
New York
$8.52M 292,188 +3,843 +1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.34M 251,623 +196,261 +355%
LPL Financial
4
LPL Financial
California
$6.92M 230,657 +52,519 +29%
Wells Fargo
5
Wells Fargo
California
$1.66M 57,093 -4,142 -7%
Bank of America
6
Bank of America
North Carolina
$1.48M 50,697 -11,832 -19%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.28M 43,816 +9,191 +27%
RJA
8
Raymond James & Associates
Florida
$743K 25,476 -710 -3%
BFEC
9
Benjamin F. Edwards & Company
Missouri
$476K 16,313 +624 +4%
Stifel Financial
10
Stifel Financial
Missouri
$328K 11,233 -1,499 -12%
UBS Group
11
UBS Group
Switzerland
$318K 10,892 -21,853 -67%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$298K 10,222 +10,222 New
FHC
13
First Heartland Consultants
Missouri
$251K 8,606 -11,015 -56%
WA
14
WFG Advisors
Texas
$159K 5,440 -150 -3%
DADC
15
D.A. Davidson & Co
Montana
$53K 1,847 +173 +10%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$51K 1,735 -192 -10%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$43K 1,487 +1,487 New
AIG
18
American International Group
New York
$35K 1,201 -150 -11%
MFS
19
MSI Financial Services
Massachusetts
$25K 842 +670 +390%
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$13K 450 +450 New
Citigroup
21
Citigroup
New York
$9K 311
WRM
22
Westport Resources Management
Connecticut
$9K 300
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$6K 220
WEC
24
Winslow Evans & Crocker
Massachusetts
$2.92K 100
BCM
25
Brookstone Capital Management
Illinois
-530,395 Closed