First Trust Small Cap Growth AlphaDEX Fund
25 hedge funds and large institutions have $42.8M invested in First Trust Small Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 3 closing their positions.
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
4.12% less ownership
Funds ownership: 69.01% → 64.89% (-4.1%)
7% less funds holding
Funds holding: 27 → 25 (-2)
11% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 9
20% less capital invested
Capital invested by funds: $53.7M → $42.8M (-$11M)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$6.11M |
| 2 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
+$4.73M |
| 3 |
LPL Financial
San Diego,
California
|
+$1.64M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$318K |
| 5 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$286K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
-$16.9M |
| 2 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
-$2.07M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$681K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$369K |
| 5 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$343K |
FYC Hedge Fund Activity: Q3 2015 in Review
25 of the 3,590 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q3 2015, worth a combined $42.8M — down 20% from $53.7M a quarter earlier.
Fund positioning in FYC was balanced in Q3 2015: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 9 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $6.11M. The largest seller was Brookstone Capital Management, exiting entirely with an estimated $16.9M sold.
- 25 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q3 2015, down from 27 in Q2 2015.
- Funds reported $42.8M of First Trust Small Cap Growth AlphaDEX Fund stock for Q3 2015, down 20% quarter-over-quarter.
- 3 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q3 2015 and 3 closed out, a net change of 0 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q3 2015 was Royal Bank of Canada, an estimated $6.11M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q3 2015 was Brookstone Capital Management, an estimated $16.9M sold.
Based on aggregated 13F filings for Q3 2015.