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First Trust Small Cap Growth AlphaDEX Fund

25 hedge funds and large institutions have $42.8M invested in First Trust Small Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

4.12% less ownership

Funds ownership: 69.01%64.89% (-4.1%)

7% less funds holding

Funds holding: 2725 (-2)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

19% less capital invested

Capital invested by funds: $53.1M → $42.8M (-$10.3M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
8
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
1
Transamerica Financial Advisors
Florida
$12.8M +$4.73M +151,932 +53%
Morgan Stanley
2
Morgan Stanley
New York
$8.52M +$120K +3,843 +1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.33M +$6.11M +196,261 +355%
LPL Financial
4
LPL Financial
California
$6.92M +$1.64M +52,519 +29%
Wells Fargo
5
Wells Fargo
California
$1.66M -$129K -4,142 -7%
Bank of America
6
Bank of America
North Carolina
$1.48M -$369K -11,832 -19%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.28M +$286K +9,191 +27%
RJA
8
Raymond James & Associates
Florida
$743K -$22.1K -710 -3%
BFEC
9
Benjamin F. Edwards & Company
Missouri
$476K +$19.4K +624 +4%
Stifel Financial
10
Stifel Financial
Missouri
$328K -$46.7K -1,499 -12%
UBS Group
11
UBS Group
Switzerland
$318K -$681K -21,853 -67%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$298K +$318K +10,222 New
FHC
13
First Heartland Consultants
Missouri
$251K -$343K -11,015 -56%
WA
14
WFG Advisors
Texas
$159K -$4.67K -150 -3%
DADC
15
D.A. Davidson & Co
Montana
$53K +$5.39K +173 +10%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$51K -$5.98K -192 -10%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$43K +$46.3K +1,487 New
AIG
18
American International Group
New York
$35K -$4.67K -150 -11%
MFS
19
MSI Financial Services
Massachusetts
$25K +$20.9K +670 +390%
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$13K +$14K +450 New
Citigroup
21
Citigroup
New York
$9K
WRM
22
Westport Resources Management
Connecticut
$9K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$6K
WEC
24
Winslow Evans & Crocker
Massachusetts
$2.92K
BCM
25
Brookstone Capital Management
Illinois
-$16.9M -530,395 Closed