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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

106 hedge funds and large institutions have $279M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
106
Holders Change
-3
Holders Change %
-2.75%
% of All Funds
1.44%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.05%
New
14
Increased
43
Reduced
36
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
+$5.66M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$3.11M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.38M
4
EH
Equitable Holdings
New York
+$1.48M
5
RIS
Richmond Investment Services
Wisconsin
+$1.43M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$16.6M
2
IAA
Independent Advisor Alliance
North Carolina
-$6.23M
3
FIS
Fischer Investment Strategies
California
-$3.95M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$3.45M
5
Goldman Sachs
Goldman Sachs
New York
-$2.97M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$40.7M +$1.25M +18,177 +3%
Morgan Stanley
2
Morgan Stanley
New York
$33.2M -$16.6M -241,145 -33%
Wells Fargo
3
Wells Fargo
California
$25.4M -$2.78M -40,408 -10%
First Trust Advisors
4
First Trust Advisors
Illinois
$17.1M -$196K -2,849 -1%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$10.7M +$3.11M +45,204 +41%
EA
6
Eclectic Associates
California
$9.35M +$528K +7,671 +6%
Stifel Financial
7
Stifel Financial
Missouri
$9.25M +$5.66M +82,281 +158%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.99M -$110K -1,595 -1%
Raymond James Financial
9
Raymond James Financial
Florida
$8.9M -$346K -5,023 -4%
Bank of America
10
Bank of America
North Carolina
$8.79M -$311K -4,526 -3%
CIA
11
Concurrent Investment Advisors
Florida
$6.89M +$1.01M +14,731 +17%
NWWA
12
New Wave Wealth Advisors
Arkansas
$6.7M -$1.71M -24,782 -20%
BAS
13
Brueske Advisory Services
Washington
$6.62M -$745K -10,822 -10%
IA
14
IFP Advisors
Florida
$6M -$253K -3,673 -4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$5.55M +$1.4M +20,289 +34%
KWM
16
Kingsview Wealth Management
Oregon
$5.22M -$694K -10,086 -12%
BFC
17
Bedel Financial Consulting
Indiana
$4.95M +$1.22M +17,468 +33%
RIS
18
Richmond Investment Services
Wisconsin
$4.6M +$1.43M +20,851 +45%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$4.06M +$412K +5,992 +11%
EH
20
Equitable Holdings
New York
$3.67M +$1.48M +21,447 +67%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$3.36M +$2.38M +34,593 +244%
UBS Group
22
UBS Group
Switzerland
$2.64M -$9.63K -140 -0.4%
Goldman Sachs
23
Goldman Sachs
New York
$2.58M -$2.97M -43,175 -53%
MIM
24
Marshall Investment Management
Colorado
$2.44M -$2.12M -30,877 -47%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.37M -$3.45M -50,178 -59%
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