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First Trust Small Cap Growth AlphaDEX Fund

106 hedge funds and large institutions have $279M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

19% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 36

0.56% more ownership

Funds ownership: 69.29%69.85% (+0.56%)

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

3% less funds holding

Funds holding: 109106 (-3)

18% less capital invested

Capital invested by funds: $341M → $279M (-$61.9M)

Holders
106
Holders Change
-3
Holders Change %
-2.75%
% of All Funds
1.42%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.05%
New
14
Increased
43
Reduced
36
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$40.7M +$1.37M +18,177 +3%
Morgan Stanley
2
Morgan Stanley
New York
$33.2M -$18.2M -241,145 -33%
Wells Fargo
3
Wells Fargo
California
$25.4M -$3.05M -40,408 -10%
First Trust Advisors
4
First Trust Advisors
Illinois
$17.1M -$215K -2,849 -1%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$10.7M +$3.42M +45,204 +41%
EA
6
Eclectic Associates
California
$9.35M +$580K +7,671 +6%
Stifel Financial
7
Stifel Financial
Missouri
$9.25M +$6.22M +82,281 +158%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.99M -$120K -1,595 -1%
Raymond James Financial
9
Raymond James Financial
Florida
$8.9M -$379K -5,023 -4%
Bank of America
10
Bank of America
North Carolina
$8.79M -$342K -4,526 -3%
CIA
11
Concurrent Investment Advisors
Florida
$6.89M +$1.11M +14,731 +17%
NWWA
12
New Wave Wealth Advisors
Arkansas
$6.7M -$1.87M -24,782 -20%
BAS
13
Brueske Advisory Services
Washington
$6.62M -$818K -10,822 -10%
IA
14
IFP Advisors
Florida
$6M -$277K -3,673 -4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$5.55M +$1.53M +20,289 +34%
KWM
16
Kingsview Wealth Management
Oregon
$5.22M -$762K -10,086 -12%
BFC
17
Bedel Financial Consulting
Indiana
$4.95M +$1.32M +17,468 +33%
RIS
18
Richmond Investment Services
Wisconsin
$4.6M +$1.58M +20,851 +45%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$4.06M +$453K +5,992 +11%
EH
20
Equitable Holdings
New York
$3.67M +$1.62M +21,447 +67%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$3.36M +$2.61M +34,593 +244%
UBS Group
22
UBS Group
Switzerland
$2.64M -$10.6K -140 -0.4%
Goldman Sachs
23
Goldman Sachs
New York
$2.58M -$3.26M -43,175 -53%
MIM
24
Marshall Investment Management
Colorado
$2.44M -$2.33M -30,877 -47%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.37M -$3.79M -50,178 -59%

FYC Hedge Fund Activity: Q1 2025 in Review

106 of the 7,466 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2025, worth a combined $279M — down 18% from $341M a quarter earlier.

Fund positioning in FYC was balanced in Q1 2025: 14 funds opened new positions, 14 closed out, 43 added to existing stakes and 36 trimmed.

The largest buyer was Stifel Financial, adding an estimated $6.22M. The largest seller was Morgan Stanley, cutting an estimated $18.2M.

  • 106 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2025, down from 109 in Q4 2024.
  • Funds reported $279M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2025, down 18% quarter-over-quarter.
  • 14 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2025 and 14 closed out, a net change of 0 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2025 was Stifel Financial, an estimated $6.22M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2025 was Morgan Stanley, an estimated $18.2M sold.

Based on aggregated 13F filings for Q1 2025.