Independent Advisor Alliance’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Independent Advisor Alliance’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-6,077	Closed	-$589K	–	1275
2026 Q1	$589K	Buy	+6,077	New	+$605K	0.01%	1044
2025 Q1	–	Sell	-80,454	Closed	-$6.23M	–	1018
2024 Q4	$6.23M	Buy	+80,454	New	+$6.32M	0.08%	231
2020 Q1	–	Sell	-4,955	Closed	-$231K	–	569
2019 Q4	$231K	Buy	+4,955	New	+$223K	0.01%	769
2017 Q2	–	Sell	-16,475	Closed	-$584K	–	293
2017 Q1	$584K	Buy	+16,475	New	+$590K	0.09%	216

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Eclectic Associates Fullerton, California $878M AUM 18.7% 1-Year Est. Return

Independent Advisor Alliance's FYC Position: Q2 2026 in Review

Independent Advisor Alliance sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q2 2026, closing a stake of 6,077 shares — an estimated $589K sold.

Independent Advisor Alliance first reported a position in FYC in Q1 2017 and held it in 4 quarters. The position peaked at $6.23M in Q4 2024. 176 funds tracked by Wall St. Rank hold FYC as of Q2 2026.

Independent Advisor Alliance reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q2 2026 after selling out during the quarter.
Independent Advisor Alliance sold 6,077 First Trust Small Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $589K.
Independent Advisor Alliance first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q1 2017 and held it in 4 quarters.
Independent Advisor Alliance's First Trust Small Cap Growth AlphaDEX Fund position peaked at $6.23M in Q4 2024.
176 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q2 2026.

Based on Independent Advisor Alliance's 13F filing for Q2 2026, filed 12 Aug 2026.