Independent Advisor Alliance’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Independent Advisor Alliance’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$589K	Buy	+6,077	New	+$605K	0.01%	1044
2025 Q1	–	Sell	-80,454	Closed	-$6.23M	–	1018
2024 Q4	$6.23M	Buy	+80,454	New	+$6.32M	0.08%	231
2020 Q1	–	Sell	-4,955	Closed	-$231K	–	569
2019 Q4	$231K	Buy	+4,955	New	+$223K	0.01%	769
2017 Q2	–	Sell	-16,475	Closed	-$584K	–	293
2017 Q1	$584K	Buy	+16,475	New	+$590K	0.09%	216

Other funds holding FYC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Independent Advisor Alliance's FYC Position: Q1 2026 in Review

Independent Advisor Alliance opened a new position in First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q1 2026: 6,077 shares worth $589K. The stake represents 0.01% of the portfolio and ranks #1044 among its holdings. This is a return to the name: Independent Advisor Alliance previously reported a position in FYC as recently as Q4 2024.

Independent Advisor Alliance first reported a position in FYC in Q1 2017 and has held it in 4 quarters since. The position peaked at $6.23M in Q4 2024. 154 funds tracked by Wall St. Rank hold FYC as of Q1 2026.

Independent Advisor Alliance held 6,077 shares of First Trust Small Cap Growth AlphaDEX Fund worth $589K as of Q1 2026.
First Trust Small Cap Growth AlphaDEX Fund was a new Independent Advisor Alliance position in Q1 2026.
First Trust Small Cap Growth AlphaDEX Fund made up 0.01% of Independent Advisor Alliance's portfolio in Q1 2026, its #1044 holding.
Independent Advisor Alliance first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q1 2017 and has held it in 4 quarters since.
Independent Advisor Alliance's First Trust Small Cap Growth AlphaDEX Fund position peaked at $6.23M in Q4 2024.
154 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Independent Advisor Alliance's 13F filing for Q1 2026, filed 12 May 2026.