Mariner Independent Advisor Network’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Mariner Independent Advisor Network’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-40,296	Closed	-$2.79M	–	557
2022 Q1	$2.79M	Sell	40,296 -2,545	-6%	-$171K	0.11%	196
2021 Q4	$3.22M	Buy	+42,841	New	+$3.21M	0.15%	156
2021 Q3	–	Sell	-51,659	Closed	-$3.79M	–	494
2021 Q2	$3.79M	Buy	51,659 +803	+2%	+$56.8K	0.17%	148
2021 Q1	$3.54M	Buy	50,856 +772	+2%	+$54.3K	0.18%	132
2020 Q4	$3.09M	Buy	+50,084	New	+$2.72M	0.17%	150
2020 Q1	–	Sell	-10,305	Closed	-$481K	–	374
2019 Q4	$481K	Buy	+10,305	New	+$464K	0.03%	315

Other funds holding FYC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.18B AUM 16.73% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Moneywise Inc Forest, Virginia $268M AUM 24.05% 1-Year Est. Return

Mariner Independent Advisor Network's FYC Position: Q2 2022 in Review

Mariner Independent Advisor Network sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q2 2022, closing a stake of 40,296 shares — an estimated $2.79M sold.

Mariner Independent Advisor Network first reported a position in FYC in Q4 2019 and held it in 6 quarters. The position peaked at $3.79M in Q2 2021. 70 funds tracked by Wall St. Rank hold FYC as of Q2 2022.

Mariner Independent Advisor Network reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q2 2022 after selling out during the quarter.
Mariner Independent Advisor Network sold 40,296 First Trust Small Cap Growth AlphaDEX Fund shares in Q2 2022, an estimated $2.79M.
Mariner Independent Advisor Network first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q4 2019 and held it in 6 quarters.
Mariner Independent Advisor Network's First Trust Small Cap Growth AlphaDEX Fund position peaked at $3.79M in Q2 2021.
70 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q2 2022.

Based on Mariner Independent Advisor Network's 13F filing for Q2 2022, filed 12 Aug 2022.