Deutsche Bank’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Deutsche Bank’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,500	Closed	-$41K	–	6211
2014 Q3	$41K	Hold	1,500	–	–	﹤0.01%	4944
2014 Q2	$45K	Sell	1,500 -2,400	-62%	-$69.2K	﹤0.01%	4974
2014 Q1	$116K	Sell	3,900 -2,916	-43%	-$86.5K	﹤0.01%	4165
2013 Q4	$208K	Sell	6,816 -7,816	-53%	-$225K	﹤0.01%	3676
2013 Q3	$402K	Buy	+14,632	New	+$384K	﹤0.01%	3669

Other funds holding FYC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Deutsche Bank's FYC Position: Q4 2014 in Review

Deutsche Bank sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q4 2014, closing a stake of 1,500 shares — an estimated $41K sold.

Deutsche Bank first reported a position in FYC in Q3 2013 and held it in 5 quarters. The position peaked at $402K in Q3 2013. 24 funds tracked by Wall St. Rank hold FYC as of Q4 2014.

Deutsche Bank reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
Deutsche Bank sold 1,500 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2014, an estimated $41K.
Deutsche Bank first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2013 and held it in 5 quarters.
Deutsche Bank's First Trust Small Cap Growth AlphaDEX Fund position peaked at $402K in Q3 2013.
24 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2014.

Based on Deutsche Bank's 13F filing for Q4 2014, filed 13 Feb 2015.