Ameriprise’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Ameriprise’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$261K	Buy	+2,694	New	+$268K	﹤0.01%	3803
2025 Q2	–	Sell	-7,167	Closed	-$493K	–	4025
2025 Q1	$493K	Buy	7,167 +899	+14%	+$67.9K	﹤0.01%	3492
2024 Q4	$485K	Buy	+6,268	New	+$493K	﹤0.01%	3533
2019 Q3	–	Sell	-5,643	Closed	-$263K	–	3727
2019 Q2	$263K	Buy	+5,643	New	+$258K	﹤0.01%	3520
2019 Q1	–	Sell	-32,881	Closed	-$1.32M	–	3725
2018 Q4	$1.32M	Buy	+32,881	New	+$1.48M	﹤0.01%	2824
2017 Q2	–	Sell	-19,764	Closed	-$720K	–	3755
2017 Q1	$720K	Buy	+19,764	New	+$707K	﹤0.01%	3047
2014 Q4	–	Sell	-121	Closed	-$3K	–	3969
2014 Q3	$3K	Buy	+121	New	+$3.5K	﹤0.01%	5296

Other funds holding FYC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise's FYC Position: Q1 2026 in Review

Ameriprise opened a new position in First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q1 2026: 2,694 shares worth $261K. The stake represents ﹤0.01% of the portfolio and ranks #3803 among its holdings. This is a return to the name: Ameriprise previously reported a position in FYC as recently as Q1 2025.

Ameriprise first reported a position in FYC in Q3 2014 and has held it in 7 quarters since. The position peaked at $1.32M in Q4 2018. 154 funds tracked by Wall St. Rank hold FYC as of Q1 2026.

Ameriprise held 2,694 shares of First Trust Small Cap Growth AlphaDEX Fund worth $261K as of Q1 2026.
First Trust Small Cap Growth AlphaDEX Fund was a new Ameriprise position in Q1 2026.
First Trust Small Cap Growth AlphaDEX Fund made up ﹤0.01% of Ameriprise's portfolio in Q1 2026, its #3803 holding.
Ameriprise first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2014 and has held it in 7 quarters since.
Ameriprise's First Trust Small Cap Growth AlphaDEX Fund position peaked at $1.32M in Q4 2018.
154 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Ameriprise's 13F filing for Q1 2026, filed 15 May 2026.