Ameriprise’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Ameriprise’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-2,694	Closed	-$261K	–	4155
2026 Q1	$261K	Buy	+2,694	New	+$268K	﹤0.01%	3803
2025 Q2	–	Sell	-7,167	Closed	-$493K	–	4025
2025 Q1	$493K	Buy	7,167 +899	+14%	+$67.9K	﹤0.01%	3492
2024 Q4	$485K	Buy	+6,268	New	+$493K	﹤0.01%	3533
2019 Q3	–	Sell	-5,643	Closed	-$263K	–	3727
2019 Q2	$263K	Buy	+5,643	New	+$258K	﹤0.01%	3520
2019 Q1	–	Sell	-32,881	Closed	-$1.32M	–	3725
2018 Q4	$1.32M	Buy	+32,881	New	+$1.48M	﹤0.01%	2824
2017 Q2	–	Sell	-19,764	Closed	-$720K	–	3755
2017 Q1	$720K	Buy	+19,764	New	+$707K	﹤0.01%	3047
2014 Q4	–	Sell	-121	Closed	-$3K	–	3969
2014 Q3	$3K	Buy	+121	New	+$3.5K	﹤0.01%	5296

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Eclectic Associates Fullerton, California $878M AUM 18.7% 1-Year Est. Return

Ameriprise's FYC Position: Q2 2026 in Review

Ameriprise sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q2 2026, closing a stake of 2,694 shares — an estimated $261K sold.

Ameriprise first reported a position in FYC in Q3 2014 and held it in 7 quarters. The position peaked at $1.32M in Q4 2018. 177 funds tracked by Wall St. Rank hold FYC as of Q2 2026.

Ameriprise reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q2 2026 after selling out during the quarter.
Ameriprise sold 2,694 First Trust Small Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $261K.
Ameriprise first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2014 and held it in 7 quarters.
Ameriprise's First Trust Small Cap Growth AlphaDEX Fund position peaked at $1.32M in Q4 2018.
177 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q2 2026.

Based on Ameriprise's 13F filing for Q2 2026, filed 14 Aug 2026.