B. Riley Financial’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-22,658	Closed	-$1.13M	–	218
2018 Q2	$1.13M	Buy	+22,658	New	+$1.13M	0.3%	61