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B. Riley Financial’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

B. Riley Financial’s Portfolio FYC Stock Details FYC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-22,658
Closed -$1.13M – 222
2018
Q2 		$1.13M Buy
+22,658
New +$1.05M 0.3% 64

Other funds holding FYC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return
CWM
Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

B. Riley Financial's FYC Position: Q3 2018 in Review

B. Riley Financial sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q3 2018, closing a stake of 22,658 shares — an estimated $1.13M sold.

B. Riley Financial first reported a position in FYC in Q2 2018 and held it in 1 quarter. The position peaked at $1.13M in Q2 2018. 70 funds tracked by Wall St. Rank hold FYC as of Q3 2018.

  • B. Riley Financial reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q3 2018 after selling out during the quarter.
  • B. Riley Financial sold 22,658 First Trust Small Cap Growth AlphaDEX Fund shares in Q3 2018, an estimated $1.13M.
  • B. Riley Financial first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q2 2018 and held it in 1 quarter.
  • B. Riley Financial's First Trust Small Cap Growth AlphaDEX Fund position peaked at $1.13M in Q2 2018.
  • 70 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.