Avantax Advisory Services’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Avantax Advisory Services’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-8,148	Closed	-$459K	–	1614
2023 Q3	$459K	Buy	8,148 +906	+13%	+$54.4K	0.01%	983
2023 Q2	$436K	Sell	7,242 -2,362	-25%	-$136K	0.01%	1000
2023 Q1	$556K	Buy	9,604 +1,389	+17%	+$81.3K	0.01%	874
2022 Q4	$454K	Buy	8,215 +2,500	+44%	+$143K	0.01%	910
2022 Q3	$308K	Buy	5,715 +959	+20%	+$56.4K	﹤0.01%	993
2022 Q2	$258K	Buy	4,756 +1,671	+54%	+$99.7K	﹤0.01%	1081
2022 Q1	$210K	Buy	+3,085	New	+$207K	﹤0.01%	1174
2020 Q2	–	Sell	-17,368	Closed	-$566K	–	868
2020 Q1	$566K	Sell	17,368 -7,524	-30%	-$321K	0.02%	415
2019 Q4	$1.16M	Buy	24,892 +5,480	+28%	+$247K	0.03%	304
2019 Q3	$855K	Buy	+19,412	New	+$883K	0.03%	235

Other funds holding FYC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIA

Concurrent Investment Advisors Tampa, Florida $9.2B AUM 23.26% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Avantax Advisory Services's FYC Position: Q4 2023 in Review

Avantax Advisory Services sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q4 2023, closing a stake of 8,148 shares — an estimated $459K sold.

Avantax Advisory Services first reported a position in FYC in Q3 2019 and held it in 10 quarters. The position peaked at $1.16M in Q4 2019. 77 funds tracked by Wall St. Rank hold FYC as of Q4 2023.

Avantax Advisory Services reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q4 2023 after selling out during the quarter.
Avantax Advisory Services sold 8,148 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2023, an estimated $459K.
Avantax Advisory Services first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2019 and held it in 10 quarters.
Avantax Advisory Services's First Trust Small Cap Growth AlphaDEX Fund position peaked at $1.16M in Q4 2019.
77 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2023.

Based on Avantax Advisory Services's 13F filing for Q4 2023, filed 7 Feb 2024.