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Financial Advocates Investment Management’s PGIM AAA CLO ETF PAAA Stock Holding History

Financial Advocates Investment Management’s Portfolio PAAA Stock Details PAAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-13,393
Closed -$689K – 417
2025
Q2 		$689K Sell
13,393
-3,463
-21% -$177K 0.06% 290
2025
Q1 		$865K Buy
16,856
+1,977
+13% +$101K 0.06% 307
2024
Q4 		$762K Buy
+14,879
New +$762K 0.04% 363

Other funds holding PAAA

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
NG
Norden Group Provo, Utah $1.22B AUM 36.64% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Financial Advocates Investment Management's PAAA Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of PGIM AAA CLO ETF (PAAA) in Q3 2025, closing a stake of 13,393 shares — an estimated $689K sold.

Financial Advocates Investment Management first reported a position in PAAA in Q4 2024 and held it in 3 quarters. The position peaked at $865K in Q1 2025. 179 funds tracked by Wall St. Rank hold PAAA as of Q3 2025.

  • Financial Advocates Investment Management reported no remaining PGIM AAA CLO ETF position as of Q3 2025 after selling out during the quarter.
  • Financial Advocates Investment Management sold 13,393 PGIM AAA CLO ETF shares in Q3 2025, an estimated $689K.
  • Financial Advocates Investment Management first reported a position in PGIM AAA CLO ETF in Q4 2024 and held it in 3 quarters.
  • Financial Advocates Investment Management's PGIM AAA CLO ETF position peaked at $865K in Q1 2025.
  • 179 funds tracked by Wall St. Rank held PGIM AAA CLO ETF as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.