LPL Financial
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LPL Financial’s PGIM AAA CLO ETF PAAA Stock Holding History

LPL Financial’s Portfolio PAAA Stock Details PAAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$248M Buy
4,849,195
+814,073
+20% +$41.8M 0.07% 291
2025
Q4 		$207M Buy
4,035,122
+1,151,352
+40% +$59.1M 0.06% 318
2025
Q3 		$149M Sell
2,883,770
-11,010
-0.4% -$566K 0.04% 391
2025
Q2 		$149M Buy
2,894,780
+307,929
+12% +$15.8M 0.05% 345
2025
Q1 		$133M Buy
2,586,851
+918,996
+55% +$47.2M 0.05% 335
2024
Q4 		$85.4M Buy
1,667,855
+700,745
+72% +$35.9M 0.03% 451
2024
Q3 		$49.6M Buy
967,110
+577,049
+148% +$29.5M 0.02% 617
2024
Q2 		$19.9M Buy
390,061
+335,973
+621% +$17.1M 0.01% 980
2024
Q1 		$2.76M Buy
+54,088
New +$2.75M ﹤0.01% 2259

Other funds holding PAAA

Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return
A
Allianz Munich, Germany $9.02B AUM 28.63% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SEI Investments
SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CF
Corebridge Financial Houston, Texas $1.09B AUM 1.85% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial's PAAA Position: Q1 2026 in Review

LPL Financial increased its PGIM AAA CLO ETF (PAAA) stake by 20% in Q1 2026, buying an estimated $41.8M and bringing the position to 4,849,195 shares worth $248M. The position accounts for 0.07% of the portfolio, ranked #291.

LPL Financial first reported a position in PAAA in Q1 2024 and has held it in 9 quarters since. 233 funds tracked by Wall St. Rank hold PAAA as of Q1 2026.

  • LPL Financial held 4,849,195 shares of PGIM AAA CLO ETF worth $248M as of Q1 2026.
  • LPL Financial bought 814,073 PGIM AAA CLO ETF shares in Q1 2026, an estimated $41.8M.
  • PGIM AAA CLO ETF made up 0.07% of LPL Financial's portfolio in Q1 2026, its #291 holding.
  • LPL Financial first reported a position in PGIM AAA CLO ETF in Q1 2024 and has held it in 9 quarters since.
  • 233 funds tracked by Wall St. Rank held PGIM AAA CLO ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.