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PGIM AAA CLO ETF

17 hedge funds and large institutions have $97.3M invested in PGIM AAA CLO ETF in 2024 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 3 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

31% more funds holding

Funds holding: 1317 (+4)

12.07% less ownership

Funds ownership: 80.21%68.14% (-12%)

24% less capital invested

Capital invested by funds: $128M → $97.3M (-$30.5M)

25% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 4

Holders
17
Holders Change
+4
Holders Change %
+30.77%
% of All Funds
0.24%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
3
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wealth Enhancement Advisory Services
1
Wealth Enhancement Advisory Services
Minnesota
$44.1M +$6.52M +128,289 +17%
Prudential Financial
2
Prudential Financial
New Jersey
$25.5M
Goldman Sachs
3
Goldman Sachs
New York
$7.81M -$2.38M -46,791 -23%
Barclays
4
Barclays
United Kingdom
$5.1M
State of New Jersey Common Pension Fund D
5
State of New Jersey Common Pension Fund D
New Jersey
$5.1M
AI
6
Atria Investments
North Carolina
$3.35M +$3.34M +65,694 New
LPL Financial
7
LPL Financial
California
$2.76M +$2.75M +54,088 New
Citadel Advisors
8
Citadel Advisors
Florida
$828K -$237K -4,662 -22%
CFO
9
Collective Family Office
Pennsylvania
$641K +$639K +12,577 New
FTUS
10
Flow Traders U.S.
New York
$440K +$439K +8,637 New
WP
11
WealthPLAN Partners
Nebraska
$400K +$399K +7,856 New
SWP
12
Stratos Wealth Partners
Ohio
$364K +$363K +7,139 New
Jane Street
13
Jane Street
New York
$304K -$96.6K -1,901 -24%
PTC
14
Private Trust Company
Ohio
$255K +$254K +5,000 New
RIA
15
Realta Investment Advisors
Delaware
$245K +$28.4K +560 +13%
Osaic Holdings
16
Osaic Holdings
Arizona
$30.7K +$20.4K +401 +200%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$22K -$4.75M -93,560 -100%
Morgan Stanley
18
Morgan Stanley
New York
-$30.3M -600,000 Closed
JP Morgan Chase
19
JP Morgan Chase
New York
-$8.18M -161,918 Closed
UBS Group
20
UBS Group
Switzerland
-$7.08K -140 Closed

PAAA Hedge Fund Activity: Q1 2024 in Review

17 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in PGIM AAA CLO ETF (PAAA) for Q1 2024, worth a combined $97.3M — down 24% from $128M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PAAA positions and 3 closed out — a net gain of 4 holders — while 3 added to existing stakes and 4 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $6.52M. The largest seller was Morgan Stanley, exiting entirely with an estimated $30.3M sold.

  • 17 institutional investors held PGIM AAA CLO ETF (PAAA) as of Q1 2024, up from 13 in Q4 2023.
  • Funds reported $97.3M of PGIM AAA CLO ETF stock for Q1 2024, down 24% quarter-over-quarter.
  • 7 funds opened new PGIM AAA CLO ETF positions in Q1 2024 and 3 closed out, a net change of +4 holders.
  • The largest PGIM AAA CLO ETF buyer in Q1 2024 was Wealth Enhancement Advisory Services, an estimated $6.52M added.
  • The largest PGIM AAA CLO ETF seller in Q1 2024 was Morgan Stanley, an estimated $30.3M sold.

Based on aggregated 13F filings for Q1 2024.