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PGIM AAA CLO ETF
PAAA

13 hedge funds and large institutions have $128M invested in PGIM AAA CLO ETF in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 2

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

11% more capital invested

Capital invested by funds: $115M → $128M (+$12.4M)

8% more funds holding

Funds holding: 12 → 13 (+1)

11.2% less ownership

Funds ownership: 91.41% → 80.21% (-11%)

Holders
13
Holders Change
+1
Holders Change %
+8.33%
% of All Funds
0.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
5
Reduced
2
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$15.1M
2
Barclays
Barclays
United Kingdom
+$5.05M
3
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$4.14M
4
Jane Street
Jane Street
New York
+$397K
5
RIA
Realta Investment Advisors
Delaware
+$214K

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.87M
2
Bank of America
Bank of America
North Carolina
-$5.05M
3
OMC
Old Mission Capital
Illinois
-$1.74M
4
JP Morgan Chase
JP Morgan Chase
New York
-$111K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wealth Enhancement Advisory Services
1
Wealth Enhancement Advisory Services
Minnesota
$37.3M +$4.14M +82,006 +13%
Morgan Stanley
2
Morgan Stanley
New York
$30.3M +$15.1M +300,000 +100%
Prudential Financial
3
Prudential Financial
New Jersey
$25.3M – – –
Goldman Sachs
4
Goldman Sachs
New York
$10.1M – – –
JP Morgan Chase
5
JP Morgan Chase
New York
$8.18M -$111K -2,201 -1%
State of New Jersey Common Pension Fund D
6
State of New Jersey Common Pension Fund D
New Jersey
$5.05M – – –
Barclays
7
Barclays
United Kingdom
$5.05M +$5.05M +100,000 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.75M -$5.87M -116,231 -55%
Citadel Advisors
9
Citadel Advisors
Florida
$1.06M +$707 +14 +0.1%
Jane Street
10
Jane Street
New York
$398K +$397K +7,875 New
RIA
11
Realta Investment Advisors
Delaware
$214K +$214K +4,240 New
Osaic Holdings
12
Osaic Holdings
Arizona
$10.2K +$5.1K +101 +101%
UBS Group
13
UBS Group
Switzerland
$7.08K +$5.96K +118 +536%
Bank of America
14
Bank of America
North Carolina
– -$5.05M -100,000 Closed
OMC
15
Old Mission Capital
Illinois
– -$1.74M -34,537 Closed

PAAA Hedge Fund Activity: Q4 2023 in Review

13 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in PGIM AAA CLO ETF (PAAA) for Q4 2023, worth a combined $128M — up 11% from $115M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new PAAA positions and 2 closed out — a net gain of 1 holder — while 5 added to existing stakes and 2 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.1M. The largest seller was Royal Bank of Canada, cutting an estimated $5.87M.

  • 13 institutional investors held PGIM AAA CLO ETF (PAAA) as of Q4 2023, up from 12 in Q3 2023.
  • Funds reported $128M of PGIM AAA CLO ETF stock for Q4 2023, up 11% quarter-over-quarter.
  • 3 funds opened new PGIM AAA CLO ETF positions in Q4 2023 and 2 closed out, a net change of +1 holder.
  • The largest PGIM AAA CLO ETF buyer in Q4 2023 was Morgan Stanley, an estimated $15.1M added.
  • The largest PGIM AAA CLO ETF seller in Q4 2023 was Royal Bank of Canada, an estimated $5.87M sold.

Based on aggregated 13F filings for Q4 2023.