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PGIM AAA CLO ETF
PAAA

13 hedge funds and large institutions have $113M invested in PGIM AAA CLO ETF in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 2

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

8% more funds holding

Funds holding: 12 → 13 (+1)

2% less capital invested

Capital invested by funds: $115M → $113M (-$2.78M)

20.72% less ownership

Funds ownership: 91.41% → 70.69% (-21%)

Holders
13
Holders Change
+1
Holders Change %
+8.33%
% of All Funds
0.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
2
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Barclays
Barclays
United Kingdom
+$5.05M
2
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$4.14M
3
Jane Street
Jane Street
New York
+$397K
4
RIA
Realta Investment Advisors
Delaware
+$214K
5
UBS Group
UBS Group
Switzerland
+$5.96K

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.87M
2
Bank of America
Bank of America
North Carolina
-$5.05M
3
OMC
Old Mission Capital
Illinois
-$1.74M
4
JP Morgan Chase
JP Morgan Chase
New York
-$111K

PAAA Hedge Fund Activity: Q4 2023 in Review

13 of the 6,869 institutional investors tracked by Wall St. Rank reported a position in PGIM AAA CLO ETF (PAAA) for Q4 2023, worth a combined $113M — down 2.4% from $115M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new PAAA positions and 2 closed out — a net gain of 1 holder — while 4 added to existing stakes and 2 trimmed.

The largest buyer was Barclays, opening a new position worth an estimated $5.05M. The largest seller was Royal Bank of Canada, cutting an estimated $5.87M.

  • 13 institutional investors held PGIM AAA CLO ETF (PAAA) as of Q4 2023, up from 12 in Q3 2023.
  • Funds reported $113M of PGIM AAA CLO ETF stock for Q4 2023, down 2.4% quarter-over-quarter.
  • 3 funds opened new PGIM AAA CLO ETF positions in Q4 2023 and 2 closed out, a net change of +1 holder.
  • The largest PGIM AAA CLO ETF buyer in Q4 2023 was Barclays, an estimated $5.05M added.
  • The largest PGIM AAA CLO ETF seller in Q4 2023 was Royal Bank of Canada, an estimated $5.87M sold.

Based on aggregated 13F filings for Q4 2023.