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PGIM AAA CLO ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Prudential Financial
1
Prudential Financial
New Jersey
$2.69B +$422M +8,212,601 +19%
A
2
Allianz
Germany
$544M
Bank of America
3
Bank of America
North Carolina
$491M +$68M +1,323,018 +16%
LPL Financial
4
LPL Financial
California
$336M +$87.5M +1,702,516 +35%
SEI Investments
5
SEI Investments
Pennsylvania
$325M +$13.2M +256,521 +4%
Morgan Stanley
6
Morgan Stanley
New York
$271M +$12.4M +240,441 +5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$229M +$30.6M +596,479 +15%
Ameriprise
8
Ameriprise
Minnesota
$222M +$115M +2,241,869 +108%
Jones Financial Companies
9
Jones Financial Companies
Missouri
$220M +$59.1M +1,151,253 +37%
Wells Fargo
10
Wells Fargo
California
$160M +$25.3M +492,992 +19%
1WM
11
1900 Wealth Management
Texas
$150M +$150M +2,922,055 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$86.3M +$13.7M +267,180 +19%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$79.9M +$76.3M +1,485,488 +2,061%
Raymond James Financial
14
Raymond James Financial
Florida
$79.5M +$17.5M +340,870 +28%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$73.4M +$10.7M +207,372 +17%
UBS Group
16
UBS Group
Switzerland
$69.3M +$7.72M +150,198 +12%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$62.9M +$1.2M +23,287 +2%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$61M +$6.57M +127,899 +12%
NG
19
Norden Group
Utah
$56.3M -$5.75M -111,991 -9%
IFG
20
Independent Financial Group
California
$51.4M -$25.2M -490,264 -33%
AAS
21
Ameritas Advisory Services
Nebraska
$48.1M +$32.5M +632,934 +208%
PHWM
22
Pine Harbor Wealth Management
Maryland
$39.3M +$1.36M +26,400 +4%
ERSOT
23
Employees Retirement System of Texas
Texas
$38.5M
HWP
24
Highline Wealth Partners
California
$37M +$37.1M +721,948 New
JP Morgan Chase
25
JP Morgan Chase
New York
$33.8M -$19.3M -375,125 -36%