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PGIM AAA CLO ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Prudential Financial
1
Prudential Financial
New Jersey
$1.06B +$24.2M +472,028 +2%
Bank of America
2
Bank of America
North Carolina
$269M +$47.8M +934,216 +22%
Morgan Stanley
3
Morgan Stanley
New York
$161M +$20.9M +408,389 +15%
LPL Financial
4
LPL Financial
California
$149M +$15.8M +307,929 +12%
Jones Financial Companies
5
Jones Financial Companies
Missouri
$73.2M +$21.9M +428,035 +43%
IFG
6
Independent Financial Group
California
$67.1M +$53.1M +1,036,987 +388%
NG
7
Norden Group
Utah
$66.1M -$19M -371,469 -22%
Renaissance Technologies
8
Renaissance Technologies
New York
$44.1M -$12.9M -251,607 -23%
Raymond James Financial
9
Raymond James Financial
Florida
$43.4M +$10.2M +199,218 +31%
Wells Fargo
10
Wells Fargo
California
$43M +$15.4M +300,544 +56%
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$40.4M -$1.34M -26,132 -3%
JP Morgan Chase
12
JP Morgan Chase
New York
$37.7M -$23.8M -464,768 -39%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$35.5M +$30.5M +595,416 +632%
UBS Group
14
UBS Group
Switzerland
$35M +$1.09M +21,324 +3%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$27.7M +$10.1M +196,520 +57%
PHWM
16
Pine Harbor Wealth Management
Maryland
$27.7M +$2.44M +47,709 +10%
KPWS
17
Kestra Private Wealth Services
Texas
$25.6M +$12M +235,174 +90%
Wealth Enhancement Advisory Services
18
Wealth Enhancement Advisory Services
Minnesota
$16.5M +$3M +58,522 +22%
Osaic Holdings
19
Osaic Holdings
Arizona
$15.9M -$1.6M -31,267 -9%
EWA
20
EverSource Wealth Advisors
Alabama
$15.2M +$2.5M +48,929 +20%
Citadel Advisors
21
Citadel Advisors
Florida
$14.3M +$14.2M +278,138 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$14.2M -$1.19M -23,156 -8%
FG
23
Fiduciary Group
Georgia
$13.2M +$85.2K +1,665 +0.7%
AAS
24
Avantax Advisory Services
Texas
$11.2M +$600K +11,731 +6%
TLA
25
Tanglewood Legacy Advisors
Texas
$10.5M -$1.1M -21,478 -10%