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PGIM AAA CLO ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Prudential Financial
1
Prudential Financial
New Jersey
$2.35B +$771M +15,029,172 +49%
Bank of America
2
Bank of America
North Carolina
$353M +$62.7M +1,221,571 +22%
Morgan Stanley
3
Morgan Stanley
New York
$224M +$31.5M +613,714 +16%
LPL Financial
4
LPL Financial
California
$207M +$59.1M +1,151,352 +40%
Jones Financial Companies
5
Jones Financial Companies
Missouri
$126M +$24.9M +484,950 +25%
Wells Fargo
6
Wells Fargo
California
$119M +$37.2M +724,783 +45%
IFG
7
Independent Financial Group
California
$76.1M -$2.07M -40,423 -3%
Ameriprise
8
Ameriprise
Minnesota
$71.4M +$14.6M +284,453 +26%
UBS Group
9
UBS Group
Switzerland
$68.6M +$32M +624,288 +88%
NG
10
Norden Group
Utah
$63.8M +$4.02M +78,267 +7%
JP Morgan Chase
11
JP Morgan Chase
New York
$59.2M +$9.32M +181,643 +19%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$47.8M +$5.45M +106,126 +13%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$47.1M +$15.7M +305,401 +50%
Raymond James Financial
14
Raymond James Financial
Florida
$47.1M +$7.89M +153,625 +20%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$43.4M +$4.06M +79,117 +10%
PHWM
16
Pine Harbor Wealth Management
Maryland
$34.9M +$4.53M +88,274 +15%
KPWS
17
Kestra Private Wealth Services
Texas
$25.7M -$309K -6,024 -1%
ERSOT
18
Employees Retirement System of Texas
Texas
$25.6M
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$25.5M -$3.7M -72,084 -13%
SPIA
20
Steward Partners Investment Advisory
New York
$24.5M +$972K +18,927 +4%
AAS
21
Ameritas Advisory Services
Nebraska
$22.8M +$20.2M +392,657 +751%
Osaic Holdings
22
Osaic Holdings
Arizona
$22.2M +$3.99M +77,686 +22%
PW
23
Potentia Wealth
California
$20.5M +$10.8M +210,576 +111%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$19.7M +$6.8M +132,502 +52%
WP
25
WealthPLAN Partners
Nebraska
$18.1M +$4.16M +81,008 +30%