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PGIM AAA CLO ETF

12 hedge funds and large institutions have $115M invested in PGIM AAA CLO ETF in 2023 Q3 according to their latest regulatory filings, with 12 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

91.41% more ownership

Funds ownership: 0%91.41% (+91%)

Holders
12
Holders Change
+12
Holders Change %
% of All Funds
0.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wealth Enhancement Advisory Services
1
Wealth Enhancement Advisory Services
Minnesota
$33.1M +$33M +655,455 New
Prudential Financial
2
Prudential Financial
New Jersey
$25.2M +$25.1M +500,000 New
Morgan Stanley
3
Morgan Stanley
New York
$15.1M +$15.1M +300,000 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$10.6M +$10.6M +210,232 New
Goldman Sachs
5
Goldman Sachs
New York
$10.1M +$10.1M +200,000 New
JP Morgan Chase
6
JP Morgan Chase
New York
$8.28M +$8.25M +164,119 New
Bank of America
7
Bank of America
North Carolina
$5.05M +$5.03M +100,000 New
State of New Jersey Common Pension Fund D
8
State of New Jersey Common Pension Fund D
New Jersey
$5.05M +$5.03M +100,000 New
OMC
9
Old Mission Capital
Illinois
$1.74M +$1.74M +34,537 New
Citadel Advisors
10
Citadel Advisors
Florida
$1.05M +$1.05M +20,895 New
Osaic Holdings
11
Osaic Holdings
Arizona
$5.05K +$5.03K +100 New
UBS Group
12
UBS Group
Switzerland
$1.11K +$1.11K +22 New

PAAA Hedge Fund Activity: Q3 2023 in Review

12 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in PGIM AAA CLO ETF (PAAA) for Q3 2023, worth a combined $115M.

Buyers outnumbered sellers: 12 funds opened new PAAA positions and 0 closed out — a net gain of 12 holders — while 0 added to existing stakes and 0 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, opening a new position worth an estimated $33M.

  • 12 institutional investors held PGIM AAA CLO ETF (PAAA) as of Q3 2023, up from 0 in Q2 2023.
  • Funds reported $115M of PGIM AAA CLO ETF stock for Q3 2023.
  • 12 funds opened new PGIM AAA CLO ETF positions in Q3 2023 and 0 closed out, a net change of +12 holders.
  • The largest PGIM AAA CLO ETF buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $33M added.

Based on aggregated 13F filings for Q3 2023.