Financial Advocates Investment Management’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Financial Advocates Investment Management’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-3,827	Closed	-$421K	–	232
2025 Q2	$421K	Sell	3,827 -4,542	-54%	-$467K	0.03%	405
2025 Q1	$857K	Sell	8,369 -1,300	-13%	-$138K	0.06%	310
2024 Q4	$1.01M	Sell	9,669 -6,591	-41%	-$707K	0.06%	299
2024 Q3	$1.69M	Buy	16,260 +772	+5%	+$77K	0.1%	206
2024 Q2	$1.5M	Buy	15,488 +2	+0%	+$193	0.09%	207
2024 Q1	$1.54M	Sell	15,486 -358	-2%	-$33.4K	0.09%	221
2023 Q4	$1.43M	Buy	15,844 +5,461	+53%	+$457K	0.09%	217
2023 Q3	$842K	Buy	10,383 +144	+1%	+$12.2K	0.06%	305
2023 Q2	$860K	Buy	10,239 +1,810	+21%	+$145K	0.06%	295
2023 Q1	$679K	Sell	8,429 -667	-7%	-$54.7K	0.05%	364
2022 Q4	$728K	Buy	9,096 +360	+4%	+$28.7K	0.05%	360
2022 Q3	$631K	Buy	8,736 +2,729	+45%	+$217K	0.05%	354
2022 Q2	$457K	Sell	6,007 -241	-4%	-$19.9K	0.04%	415
2022 Q1	$552K	Sell	6,248 -501	-7%	-$43.7K	0.04%	415
2021 Q4	$623K	Buy	6,749 +57	+0.9%	+$5.14K	0.04%	434
2021 Q3	$571K	Buy	6,692 +181	+3%	+$15.8K	0.04%	452
2021 Q2	$559K	Sell	6,511 -402	-6%	-$33.8K	0.04%	460
2021 Q1	$554K	Buy	6,913 +6	+0.1%	+$466	0.04%	457
2020 Q4	$507K	Sell	6,907 -324	-4%	-$22.3K	0.03%	445
2020 Q3	$457K	Sell	7,231 -1,660	-19%	-$104K	0.04%	390
2020 Q2	$529K	Sell	8,891 -1,354	-13%	-$75.3K	0.05%	348
2020 Q1	$488K	Buy	10,245 +1,377	+16%	+$82.5K	0.07%	279
2019 Q4	$578K	Buy	8,868 +266	+3%	+$16.7K	0.06%	288
2019 Q3	$524K	Sell	8,602 -323	-4%	-$19.7K	0.06%	278
2019 Q2	$547K	Buy	8,925 +33	+0.4%	+$1.99K	0.06%	275
2019 Q1	$529K	Sell	8,892 -9,091	-51%	-$522K	0.07%	262
2018 Q4	$937K	Sell	17,983 -7,669	-30%	-$436K	0.13%	174
2018 Q3	$1.6M	Buy	25,652 +1,527	+6%	+$94K	0.18%	133
2018 Q2	$1.43M	Sell	24,125 -1,131	-4%	-$67.3K	0.17%	134
2018 Q1	$1.48M	Buy	25,256 +128	+0.5%	+$7.67K	0.19%	119
2017 Q4	$1.47M	Buy	+25,128	New	+$1.43M	0.2%	111

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.27B AUM 19.34% 1-Year Est. Return

Financial Advocates Investment Management's FEX Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q3 2025, closing a stake of 3,827 shares — an estimated $421K sold.

Financial Advocates Investment Management first reported a position in FEX in Q4 2017 and held it in 31 quarters. The position peaked at $1.69M in Q3 2024. 209 funds tracked by Wall St. Rank hold FEX as of Q3 2025.

Financial Advocates Investment Management reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q3 2025 after selling out during the quarter.
Financial Advocates Investment Management sold 3,827 First Trust Large Cap Core AlphaDEX Fund shares in Q3 2025, an estimated $421K.
Financial Advocates Investment Management first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q4 2017 and held it in 31 quarters.
Financial Advocates Investment Management's First Trust Large Cap Core AlphaDEX Fund position peaked at $1.69M in Q3 2024.
209 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.