We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTDS icon
251
First Trust Dividend Strength ETF
FTDS
$39.5M
– –
-6,277
Closed -$328K
FTGC icon
252
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.08B
– –
-34,372
Closed -$848K
FTLS icon
253
First Trust Long/Short Equity ETF
FTLS
$2.49B
– –
-7,482
Closed -$496K
FTSM icon
254
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
– –
-44,668
Closed -$2.67M
FV icon
255
First Trust Dorsey Wright Focus 5 ETF
FV
$3.79B
– –
-19,100
Closed -$1.13M
FVD icon
256
First Trust Value Line Dividend Fund
FVD
$8.34B
– –
-67,939
Closed -$3.04M
FXO icon
257
First Trust Financials AlphaDEX Fund
FXO
$1.14B
– –
-6,502
Closed -$365K
FXU icon
258
First Trust Utilities AlphaDEX Fund
FXU
$814M
– –
-12,877
Closed -$546K
FYC icon
259
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
– –
-3,523
Closed -$280K
GCOW icon
260
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
– –
-17,911
Closed -$680K
GDX icon
261
PUT
VanEck Gold Miners ETF
GDX
$27.6B
– –
-700
Closed -$36.4K
GE icon
262
GE Aerospace
GE
$384B
– –
-790
Closed -$203K
GEL icon
263
Genesis Energy
GEL
$1.9B
– –
-22,159
Closed -$382K
GEVO icon
264
Gevo
GEVO
$405M
– –
-90,000
Closed -$119K
GFI icon
265
Gold Fields
GFI
$36.1B
– –
-15,819
Closed -$374K
GGG icon
266
Graco
GGG
$13.5B
– –
-4,435
Closed -$381K
GILD icon
267
Gilead Sciences
GILD
$168B
– –
-2,239
Closed -$248K
GLD icon
268
PUT
SPDR Gold Trust
GLD
$143B
– –
-2,900
Closed -$884K
GLPI icon
269
Gaming and Leisure Properties
GLPI
$12.4B
– –
-6,854
Closed -$320K
GLRY icon
270
Inspire Growth ETF
GLRY
$169M
– –
-18,974
Closed -$625K
GLW icon
271
Corning
GLW
$137B
– –
-3,896
Closed -$205K
GNRC icon
272
Generac Holdings
GNRC
$12.7B
– –
-3,073
Closed -$440K
GPC icon
273
Genuine Parts
GPC
$18.8B
– –
-5,943
Closed -$721K
GRAB icon
274
Grab
GRAB
$15.5B
– –
-20,515
Closed -$103K
GRID
275
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.2B
– –
-1,753
Closed -$244K
9 10
11
12 13

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.