We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
176
Canadian National Railway
CNI
$75.7B
– –
-4,210
Closed -$438K
CNQ icon
177
Canadian Natural Resources
CNQ
$97.4B
– –
-7,612
Closed -$239K
COF icon
178
Capital One
COF
$134B
– –
-2,762
Closed -$588K
COP icon
179
ConocoPhillips
COP
$148B
– –
-10,424
Closed -$935K
CP icon
180
Canadian Pacific Kansas City
CP
$79.6B
– –
-2,600
Closed -$206K
CPNG icon
181
Coupang
CPNG
$29.1B
– –
-9,297
Closed -$279K
CPRT icon
182
Copart
CPRT
$27.4B
– –
-6,454
Closed -$317K
CRM icon
183
Salesforce
CRM
$162B
– –
-6,593
Closed -$1.8M
CRWD icon
184
CrowdStrike
CRWD
$229B
– –
-15,824
Closed -$2.01M
CSCO icon
185
Cisco
CSCO
$483B
– –
-27,031
Closed -$1.88M
CVX icon
186
Chevron
CVX
$382B
– –
-21,913
Closed -$3.14M
DAL icon
187
Delta Air Lines
DAL
$58.7B
– –
-9,576
Closed -$471K
DBA icon
188
Invesco DB Agriculture Fund
DBA
$1.24B
– –
-22,468
Closed -$588K
DBMF icon
189
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.2B
– –
-18,891
Closed -$486K
DE icon
190
Deere & Co
DE
$164B
– –
-2,490
Closed -$1.27M
DECK icon
191
Deckers Outdoor
DECK
$13.3B
– –
-3,404
Closed -$351K
DEO icon
192
Diageo
DEO
$54B
– –
-2,100
Closed -$212K
DFAI
193
Dimensional International Core Equity Market ETF
DFAI
$17.9B
– –
-8,065
Closed -$237K
DFAS icon
194
Dimensional US Small Cap ETF
DFAS
$15.7B
– –
-5,452
Closed -$347K
DGRO icon
195
iShares Core Dividend Growth ETF
DGRO
$43.7B
– –
-63,666
Closed -$4.1M
DGRW icon
196
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
– –
-10,597
Closed -$887K
DIA icon
197
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
– –
-892
Closed -$393K
DIS icon
198
Walt Disney
DIS
$178B
– –
-5,349
Closed -$663K
DIVB icon
199
iShares Core Dividend ETF
DIVB
$1.78B
– –
-68,694
Closed -$3.46M
DKNG icon
200
DraftKings
DKNG
$12B
– –
-5,481
Closed -$235K
6 7
8
9 10

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.