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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
26
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2.35M 1.32%
24,395
-23,639
-49% -$2.26M
QUAL icon
27
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$2.34M 1.32%
12,028
-100,274
-89% -$18.8M
USMV icon
28
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$2.22M 1.25%
21,568
-13,112
-38% -$1.23M
IVE icon
29
iShares S&P 500 Value ETF
IVE
$49.8B
$2.1M 1.18%
10,181
-49,173
-83% -$9.88M
OEF icon
30
iShares S&P 100 ETF
OEF
$20.5B
$2.03M 1.14%
6,106
+414
+7% +$132K
IEMG icon
31
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.95M 1.09%
29,509
-278,493
-90% -$17.4M
META icon
32
Meta Platforms (Facebook)
META
$1.51T
$1.72M 0.97%
2,343
-4,699
-67% -$3.5M
GOOG icon
33
Alphabet (Google) Class C
GOOG
$4.32T
$1.72M 0.97%
7,052
-10,001
-59% -$2.1M
PSLV icon
34
Sprott Physical Silver Trust
PSLV
$13.2B
$1.66M 0.93%
105,499
+2,700
+3% +$36.1K
ZROZ icon
35
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
$1.53M 0.86%
+22,499
New +$1.47M
NVDA icon
36
NVIDIA
NVDA
$5.42T
$1.52M 0.86%
8,160
-235,258
-97% -$41M
MBB icon
37
iShares MBS ETF
MBB
$39.1B
$1.44M 0.81%
15,174
-150,499
-91% -$14.1M
AMZN icon
38
Amazon
AMZN
$2.96T
$1.4M 0.79%
6,391
-50,834
-89% -$11.5M
STIP icon
39
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.36M 0.76%
13,137
-9,622
-42% -$992K
COWZ icon
40
Pacer US Cash Cows 100 ETF
COWZ
$19.4B
$1.32M 0.74%
22,885
-101,898
-82% -$5.79M
VNQ icon
41
Vanguard Real Estate ETF
VNQ
$39.1B
$1.28M 0.72%
14,009
+3,805
+37% +$345K
GDX icon
42
VanEck Gold Miners ETF
GDX
$27.4B
$1.28M 0.72%
16,749
-7,477
-31% -$450K
THRO
43
iShares U.S. Thematic Rotation Active ETF
THRO
$6.75B
$1.25M 0.7%
33,078
-236
-0.7% -$8.64K
VYM icon
44
Vanguard High Dividend Yield ETF
VYM
$83.5B
$1.16M 0.65%
8,265
-5,942
-42% -$817K
BINC icon
45
BlackRock Flexible Income ETF
BINC
$16.3B
$1.1M 0.62%
20,628
-6,096
-23% -$323K
VXUS icon
46
Vanguard Total International Stock ETF
VXUS
$163B
$1.05M 0.59%
14,356
-1,074
-7% -$76.2K
XLV icon
47
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$1.05M 0.59%
7,519
-8,421
-53% -$1.14M
VB icon
48
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$1.04M 0.59%
4,100
-14,261
-78% -$3.54M
GOOGL icon
49
Alphabet (Google) Class A
GOOGL
$4.33T
$1.04M 0.59%
4,286
-21,079
-83% -$4.42M
MGK icon
50
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$958K 0.54%
11,905
-5,245
-31% -$403K
1
2
3 4 5

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.