Creative Planning’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Creative Planning’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-886	Closed	-$33K	–	2490
2017 Q2	$33K	Buy	886 +811	+1,081%	+$29.6K	﹤0.01%	2829
2017 Q1	$3K	Hold	75	–	–	﹤0.01%	4155
2016 Q4	$2K	Sell	75 -69	-48%	-$2.15K	﹤0.01%	4259
2016 Q3	$5K	Buy	144 +76	+112%	+$2.45K	﹤0.01%	3865
2016 Q2	$2K	Buy	+68	New	+$1.97K	﹤0.01%	4004
2014 Q3	–	Sell	-440	Closed	-$16K	–	4044
2014 Q2	$16K	Buy	+440	New	+$16.2K	﹤0.01%	2617

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

3AM

3EDGE Asset Management Naples, Florida $2.07B AUM 16.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Creative Planning's FEMS Position: Q3 2017 in Review

Creative Planning sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q3 2017, closing a stake of 886 shares — an estimated $33K sold.

Creative Planning first reported a position in FEMS in Q2 2014 and held it in 6 quarters. The position peaked at $33K in Q2 2017. 45 funds tracked by Wall St. Rank hold FEMS as of Q3 2017.

Creative Planning reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
Creative Planning sold 886 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q3 2017, an estimated $33K.
Creative Planning first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2014 and held it in 6 quarters.
Creative Planning's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $33K in Q2 2017.
45 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q3 2017.

Based on Creative Planning's 13F filing for Q3 2017, filed 17 Oct 2017.