Next Financial Group’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Next Financial Group’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-237	Closed	-$9K	–	1993
2018 Q3	$9K	Buy	+237	New	+$8.88K	﹤0.01%	1009
2017 Q3	–	Sell	-12,936	Closed	-$477K	–	1812
2017 Q2	$477K	Buy	+12,936	New	+$472K	0.12%	189
2016 Q4	–	Sell	-166	Closed	-$5K	–	2422
2016 Q3	$5K	Hold	166	–	–	﹤0.01%	1925
2016 Q2	$4K	Buy	+166	New	+$4.8K	﹤0.01%	1458

Other funds holding FEMS

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Next Financial Group's FEMS Position: Q4 2018 in Review

Next Financial Group sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q4 2018, closing a stake of 237 shares — an estimated $9K sold.

Next Financial Group first reported a position in FEMS in Q2 2016 and held it in 4 quarters. The position peaked at $477K in Q2 2017. 49 funds tracked by Wall St. Rank hold FEMS as of Q4 2018.

Next Financial Group reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Next Financial Group sold 237 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q4 2018, an estimated $9K.
Next Financial Group first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2016 and held it in 4 quarters.
Next Financial Group's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $477K in Q2 2017.
49 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q4 2018.

Based on Next Financial Group's 13F filing for Q4 2018, filed 11 Feb 2019.