First Allied Advisory Services’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,646	Closed	-$125K	–	1309
2019 Q3	$125K	Buy	+3,646	New	+$125K	﹤0.01%	1188
2018 Q2	–	Sell	-67,749	Closed	-$3.04M	–	1176
2018 Q1	$3.04M	Buy	67,749 +67,404	+19,537%	+$3.03M	0.12%	199
2017 Q4	$15K	Buy	+345	New	+$15K	﹤0.01%	1416