Advisor Group’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Advisor Group’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$726K	Sell	18,390 -2,598	-12%	-$94.3K	0.01%	1414
2019 Q3	$715K	Sell	20,988 -4,254	-17%	-$149K	0.01%	1358
2019 Q2	$885K	Sell	25,242 -21,836	-46%	-$753K	0.01%	1197
2019 Q1	$1.68M	Sell	47,078 -2,156	-4%	-$75.1K	0.01%	788
2018 Q4	$1.59M	Sell	49,234 -2,801	-5%	-$94.1K	0.02%	724
2018 Q3	$1.88M	Buy	52,035 +21,346	+70%	+$800K	0.02%	664
2018 Q2	$1.17M	Sell	30,689 -1,356	-4%	-$56.5K	0.02%	783
2018 Q1	$1.44M	Buy	32,045 +13,787	+76%	+$622K	0.02%	689
2017 Q4	$791K	Buy	18,258 +15,712	+617%	+$655K	0.01%	1042
2017 Q3	$105K	Buy	2,546 +1,184	+87%	+$47.9K	﹤0.01%	2354
2017 Q2	$51K	Buy	1,362 +680	+100%	+$24.8K	﹤0.01%	2838
2017 Q1	$25K	Hold	682	–	–	﹤0.01%	3215
2016 Q4	$20K	Buy	682 +308	+82%	+$9.58K	﹤0.01%	3219
2016 Q3	$12K	Hold	374	–	–	﹤0.01%	3444
2016 Q2	$11K	Buy	+374	New	+$10.8K	﹤0.01%	3422

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Advisor Group's FEMS Position: Q4 2019 in Review

Advisor Group reduced its First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) stake by 12% in Q4 2019, selling an estimated $94.3K and leaving 18,390 shares worth $726K. The position accounts for 0.01% of the portfolio, ranked #1414.

Advisor Group first reported a position in FEMS in Q2 2016 and has held it in 15 quarters since. The position peaked at $1.88M in Q3 2018. 46 funds tracked by Wall St. Rank hold FEMS as of Q4 2019.

Advisor Group held 18,390 shares of First Trust Emerging Markets Small Cap AlphaDEX Fund worth $726K as of Q4 2019.
Advisor Group sold 2,598 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q4 2019, an estimated $94.3K.
First Trust Emerging Markets Small Cap AlphaDEX Fund made up 0.01% of Advisor Group's portfolio in Q4 2019, its #1414 holding.
Advisor Group first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $1.88M in Q3 2018.
46 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.