Ladenburg Thalmann Financial Services’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$234K	Buy	6,025 +210	+4%	+$7.62K	﹤0.01%	2384
2019 Q3	$199K	Sell	5,815 -1,377	-19%	-$48.3K	﹤0.01%	2469
2019 Q2	$252K	Buy	7,192 +2,434	+51%	+$84K	﹤0.01%	2297
2019 Q1	$169K	Sell	4,758 -352	-7%	-$12.3K	﹤0.01%	2522
2018 Q4	$164K	Sell	5,110 -2,331	-31%	-$78.3K	﹤0.01%	2376
2018 Q3	$269K	Sell	7,441 -24,386	-77%	-$914K	﹤0.01%	2067
2018 Q2	$1.43M	Hold	31,827	–	–	0.01%	862
2018 Q1	$1.43M	Buy	31,827 +7,149	+29%	+$322K	0.01%	862
2017 Q4	$1.07M	Buy	24,678 +1,809	+8%	+$75.4K	0.01%	1029
2017 Q3	$946K	Buy	22,869 +2,440	+12%	+$98.8K	0.01%	1027
2017 Q2	$752K	Buy	20,429 +48	+0.2%	+$1.75K	0.01%	1122
2017 Q1	$742K	Buy	20,381 +3,428	+20%	+$117K	0.01%	1061
2016 Q4	$511K	Sell	16,953 -259	-2%	-$8.05K	0.01%	1235
2016 Q3	$564K	Buy	17,212 +2,119	+14%	+$68.2K	0.01%	1121
2016 Q2	$448K	Buy	15,093 +1,115	+8%	+$32.2K	0.01%	1190
2016 Q1	$407K	Buy	13,978 +12,512	+853%	+$334K	0.01%	1166
2015 Q4	$40K	Buy	1,466 +71	+5%	+$2.01K	﹤0.01%	2732
2015 Q3	$38K	Buy	1,395 +583	+72%	+$17.2K	﹤0.01%	2654
2015 Q2	$27K	Buy	+812	New	+$29.1K	﹤0.01%	3033

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FEMS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) stake by 3.6% in Q4 2019, buying an estimated $7.62K and bringing the position to 6,025 shares worth $234K. The position accounts for ﹤0.01% of the portfolio, ranked #2384.

Ladenburg Thalmann Financial Services first reported a position in FEMS in Q2 2015 and has held it in 19 quarters since. The position peaked at $1.43M in Q2 2018. 46 funds tracked by Wall St. Rank hold FEMS as of Q4 2019.

Ladenburg Thalmann Financial Services held 6,025 shares of First Trust Emerging Markets Small Cap AlphaDEX Fund worth $234K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 210 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q4 2019, an estimated $7.62K.
First Trust Emerging Markets Small Cap AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2384 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2015 and has held it in 19 quarters since.
Ladenburg Thalmann Financial Services's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $1.43M in Q2 2018.
46 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.