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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVMO
1326
Eaton Vance Mortgage Opportunities ETF
EVMO
$866M
$228K ﹤0.01%
+4,537
New +$231K
CNO icon
1327
CNO Financial Group
CNO
$4.97B
$228K ﹤0.01%
5,555
-121
-2% -$5.06K
TWLO icon
1328
Twilio
TWLO
$29.1B
$227K ﹤0.01%
1,806
+161
+10% +$19.8K
BKMI
1329
BNY Mellon Municipal Intermediate ETF
BKMI
$1.68B
$227K ﹤0.01%
+8,686
New +$230K
FDLS icon
1330
Inspire Fidelis Multi Factor ETF
FDLS
$228M
$227K ﹤0.01%
+6,136
New +$232K
HUBB icon
1331
Hubbell
HUBB
$25.7B
$226K ﹤0.01%
461
-106
-19% -$52.1K
STE icon
1332
Steris
STE
$20.9B
$225K ﹤0.01%
1,017
-3,727
-79% -$912K
IVOO icon
1333
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$225K ﹤0.01%
1,964
+59
+3% +$6.93K
NXPI icon
1334
NXP Semiconductors
NXPI
$68B
$224K ﹤0.01%
1,138
+27
+2% +$5.98K
PJUN icon
1335
Innovator US Equity Power Buffer ETF June
PJUN
$949M
$224K ﹤0.01%
5,350
+305
+6% +$12.8K
SN icon
1336
SharkNinja
SN
$21B
$224K ﹤0.01%
+2,113
New +$247K
AGOX icon
1337
Adaptive Alpha Opportunities ETF
AGOX
$376M
$224K ﹤0.01%
8,405
-923
-10% -$26.7K
IBN icon
1338
ICICI Bank
IBN
$106B
$224K ﹤0.01%
8,637
-274
-3% -$8.03K
POST icon
1339
Post Holdings
POST
$4.12B
$223K ﹤0.01%
2,253
+87
+4% +$8.86K
NFG icon
1340
National Fuel Gas
NFG
$7.84B
$222K ﹤0.01%
2,361
-8,823
-79% -$770K
CPAY icon
1341
Corpay
CPAY
$24.2B
$221K ﹤0.01%
758
-62
-8% -$19.9K
RUSC
1342
Russell Investments U.S. Small Cap Equity ETF
RUSC
$79.3M
$220K ﹤0.01%
6,878
-3,598
-34% -$118K
IP icon
1343
International Paper
IP
$22.3B
$220K ﹤0.01%
+6,161
New +$256K
VNT icon
1344
Vontier
VNT
$4.33B
$220K ﹤0.01%
6,193
+10
+0.2% +$385
BUFS
1345
FT Vest Laddered Small Cap Moderate Buffer ETF
BUFS
$174M
$220K ﹤0.01%
9,521
+571
+6% +$13.3K
MZTI
1346
The Marzetti Company
MZTI
$2.94B
$219K ﹤0.01%
1,585
+144
+10% +$22.9K
SUNB
1347
Sunbelt Rentals Holdings
SUNB
$31B
$218K ﹤0.01%
+3,343
New +$235K
PNOV icon
1348
Innovator US Equity Power Buffer ETF November
PNOV
$879M
$217K ﹤0.01%
5,313
– –
LRGF icon
1349
iShares US Equity Factor ETF
LRGF
$3.52B
$217K ﹤0.01%
+3,289
New +$226K
PLMR icon
1350
Palomar
PLMR
$3.65B
$217K ﹤0.01%
1,816
+226
+14% +$28.2K
52 53
54
55 56

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.