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Principal Securities’s Adaptive Alpha Opportunities ETF AGOX Stock Holding History

Principal Securities’s Portfolio AGOX Stock Details AGOX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$262K Sell
7,551
-854
-10% -$28.1K ﹤0.01% 1387
2026
Q1 		$224K Sell
8,405
-923
-10% -$26.7K ﹤0.01% 1337
2025
Q4 		$266K Sell
9,328
-2,363
-20% -$71.4K ﹤0.01% 1190
2025
Q3 		$359K Buy
11,691
+397
+4% +$11.8K 0.01% 1044
2025
Q2 		$334K Sell
11,294
-1,635
-13% -$44K 0.01% 1026
2025
Q1 		$351K Hold
12,929
– – 0.01% 906
2024
Q4 		$351K Sell
12,929
-1,207
-9% -$35K 0.01% 901
2024
Q3 		$408K Buy
+14,136
New +$399K 0.01% 833

Other funds holding AGOX

BM
Berman McAleer Timonium, Maryland $864M AUM 22.02% 1-Year Est. Return
AAS
Ameritas Advisory Services Lincoln, Nebraska $4.96B AUM 27.52% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
KPWS
Kestra Private Wealth Services Austin, Texas $9.1B AUM 32.09% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
SWP
Stratos Wealth Partners Beachwood, Ohio $9.93B AUM 28.91% 1-Year Est. Return
OWA
Octavia Wealth Advisors Cincinnati, Ohio $1.16B AUM 25.42% 1-Year Est. Return

Principal Securities's AGOX Position: Q2 2026 in Review

Principal Securities reduced its Adaptive Alpha Opportunities ETF (AGOX) stake by 10% in Q2 2026, selling an estimated $28.1K and leaving 7,551 shares worth $262K. The position accounts for ﹤0.01% of the portfolio, ranked #1387.

Principal Securities first reported a position in AGOX in Q3 2024 and has held it in 8 quarters since. The position peaked at $408K in Q3 2024. 49 funds tracked by Wall St. Rank hold AGOX as of Q2 2026.

  • Principal Securities held 7,551 shares of Adaptive Alpha Opportunities ETF worth $262K as of Q2 2026.
  • Principal Securities sold 854 Adaptive Alpha Opportunities ETF shares in Q2 2026, an estimated $28.1K.
  • Adaptive Alpha Opportunities ETF made up ﹤0.01% of Principal Securities's portfolio in Q2 2026, its #1387 holding.
  • Principal Securities first reported a position in Adaptive Alpha Opportunities ETF in Q3 2024 and has held it in 8 quarters since.
  • Principal Securities's Adaptive Alpha Opportunities ETF position peaked at $408K in Q3 2024.
  • 49 funds tracked by Wall St. Rank held Adaptive Alpha Opportunities ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.