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Adaptive Alpha Opportunities ETF

49 hedge funds and large institutions have $281M invested in Adaptive Alpha Opportunities ETF in 2025 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 24 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 16

6.9% more ownership

Funds ownership: 73%79.9% (+6.9%)

5% more capital invested

Capital invested by funds: $267M → $281M (+$13.8M)

0% more funds holding

Funds holding: 4949 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

Holders
49
Holders Change
Holders Change %
0%
% of All Funds
0.6%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
24
Reduced
16
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BM
1
Berman McAleer
Maryland
$62.4M +$332K +10,982 +0.5%
KPWS
2
Kestra Private Wealth Services
Texas
$28.6M +$2.34M +77,431 +8%
AAS
3
Ameritas Advisory Services
Nebraska
$27.5M +$28M +926,639 +2,516%
OWA
4
Octavia Wealth Advisors
Ohio
$25.4M +$1.29M +42,565 +5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.6M -$23.5K -778 -0.2%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$12.9M +$169K +5,601 +1%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$12.7M +$97.5K +3,227 +0.7%
LPL Financial
8
LPL Financial
California
$12.7M +$3.24M +107,109 +32%
EMAM
9
Encompass More Asset Management
California
$10.7M -$91.2K -3,018 -0.8%
WIM
10
WealthPlan Investment Management
Nebraska
$9.87M -$1.95M -64,503 -16%
UBS Group
11
UBS Group
Switzerland
$9.72M -$496K -16,424 -5%
SWP
12
Stratos Wealth Partners
Ohio
$7.99M +$281K +9,283 +3%
PWM
13
Partners Wealth Management
California
$6.62M +$106K +3,514 +2%
Osaic Holdings
14
Osaic Holdings
Arizona
$6.37M -$246K -8,136 -4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$5.23M +$269K +8,889 +5%
WP
16
WealthPLAN Partners
Nebraska
$4.98M -$322K -10,663 -6%
GRP
17
Global Retirement Partners
California
$3.52M +$51.7K +1,710 +1%
PFG
18
Prosperity Financial Group
California
$3.32M +$1.27K +42 +0%
NA
19
NewEdge Advisors
Louisiana
$1.79M +$191K +6,312 +11%
IA
20
Integrity Alliance
Iowa
$1.72M -$33.4K -1,105 -2%
Raymond James Financial
21
Raymond James Financial
Florida
$1.69M +$163K +5,391 +10%
EAM
22
Empirical Asset Management
Massachusetts
$1.28M +$41K +1,358 +3%
FIA
23
Foundations Investment Advisors
Arizona
$1.25M +$513K +16,962 +63%
GFG
24
Goldstone Financial Group
Illinois
$997K -$46.5K -1,538 -4%
FWP
25
Firethorn Wealth Partners
Georgia
$826K +$243K +8,053 +39%

AGOX Hedge Fund Activity: Q4 2025 in Review

49 of the 8,225 institutional investors tracked by Wall St. Rank reported a position in Adaptive Alpha Opportunities ETF (AGOX) for Q4 2025, worth a combined $281M — up 5.2% from $267M a quarter earlier.

Fund positioning in AGOX was balanced in Q4 2025: 2 funds opened new positions, 2 closed out, 24 added to existing stakes and 16 trimmed.

The largest buyer was Ameritas Advisory Services, adding an estimated $28M. The largest seller was WealthPlan Investment Management, cutting an estimated $1.95M.

  • 49 institutional investors held Adaptive Alpha Opportunities ETF (AGOX) as of Q4 2025, unchanged from Q3 2025.
  • Funds reported $281M of Adaptive Alpha Opportunities ETF stock for Q4 2025, up 5.2% quarter-over-quarter.
  • 2 funds opened new Adaptive Alpha Opportunities ETF positions in Q4 2025 and 2 closed out, a net change of 0 holders.
  • The largest Adaptive Alpha Opportunities ETF buyer in Q4 2025 was Ameritas Advisory Services, an estimated $28M added.
  • The largest Adaptive Alpha Opportunities ETF seller in Q4 2025 was WealthPlan Investment Management, an estimated $1.95M sold.

Based on aggregated 13F filings for Q4 2025.