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Adaptive Alpha Opportunities ETF

38 hedge funds and large institutions have $132M invested in Adaptive Alpha Opportunities ETF in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

9% more funds holding

Funds holding: 3538 (+3)

5.3% more ownership

Funds ownership: 76.08%81.38% (+5.3%)

10% less capital invested

Capital invested by funds: $147M → $132M (-$14.8M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
0.65%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
7
Increased
9
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAS
1
Ameritas Advisory Services
Nebraska
$20.6M +$2.05M +97,137 +10%
KAS
2
Kestra Advisory Services
Texas
$19.4M -$7.69M -364,899 -27%
WIM
3
WealthPlan Investment Management
Nebraska
$14.2M +$14.2M +676,537 New
OWA
4
Octavia Wealth Advisors
Ohio
$14.1M -$4.83M -229,156 -24%
F
5
F3Logic
Minnesota
$10.8M -$14.1M -669,624 -54%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$10M -$146K -6,932 -1%
AI
7
Atria Investments
North Carolina
$5.58M -$2.66M -126,272 -30%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$4.66M +$501K +23,789 +11%
LPL Financial
9
LPL Financial
California
$4.58M +$178K +8,446 +4%
SWP
10
Stratos Wealth Partners
Ohio
$3.66M -$500K -23,755 -11%
APA
11
American Portfolios Advisors
New York
$2.8M +$3.07M +145,742 +582,968%
CA
12
Cetera Advisors
Colorado
$2.53M -$49.8K -2,363 -2%
Osaic Holdings
13
Osaic Holdings
Arizona
$2.48M +$308K +14,624 +13%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.25M +$2.47M +117,421 New
MML Investors Services
15
MML Investors Services
Massachusetts
$2.19M +$448K +21,280 +23%
OMC
16
Old Mission Capital
Illinois
$1.47M +$1.62M +76,745 New
NFSG
17
Newbridge Financial Services Group
Florida
$1.44M -$76K -3,610 -5%
UBS Group
18
UBS Group
Switzerland
$1.18M +$76.4K +3,626 +6%
CAN
19
Cetera Advisor Networks
California
$1.04M -$24.1K -1,144 -2%
NA
20
NewEdge Advisors
Louisiana
$998K -$103K -4,893 -9%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$901K +$760K +36,093 +332%
EAM
22
Empirical Asset Management
Massachusetts
$843K +$7.01K +333 +0.8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$683K
EH
24
Equitable Holdings
New York
$627K -$277K -13,175 -29%
FWP
25
Firethorn Wealth Partners
Georgia
$591K -$45.8K -2,175 -7%

AGOX Hedge Fund Activity: Q3 2022 in Review

38 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Adaptive Alpha Opportunities ETF (AGOX) for Q3 2022, worth a combined $132M — down 10% from $147M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new AGOX positions and 4 closed out — a net gain of 3 holders — while 9 added to existing stakes and 16 trimmed.

The largest buyer was American Portfolios Advisors, adding an estimated $3.07M. The largest seller was F3Logic, cutting an estimated $14.1M.

  • 38 institutional investors held Adaptive Alpha Opportunities ETF (AGOX) as of Q3 2022, up from 35 in Q2 2022.
  • Funds reported $132M of Adaptive Alpha Opportunities ETF stock for Q3 2022, down 10% quarter-over-quarter.
  • 7 funds opened new Adaptive Alpha Opportunities ETF positions in Q3 2022 and 4 closed out, a net change of +3 holders.
  • The largest Adaptive Alpha Opportunities ETF buyer in Q3 2022 was American Portfolios Advisors, an estimated $3.07M added.
  • The largest Adaptive Alpha Opportunities ETF seller in Q3 2022 was F3Logic, an estimated $14.1M sold.

Based on aggregated 13F filings for Q3 2022.