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Adaptive Alpha Opportunities ETF

38 hedge funds and large institutions have $142M invested in Adaptive Alpha Opportunities ETF in 2022 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

8% more capital invested

Capital invested by funds: $132M → $142M (+$10.4M)

3.9% more ownership

Funds ownership: 81.38%85.28% (+3.9%)

0% more funds holding

Funds holding: 3838 (0)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

56% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 18

Holders
38
Holders Change
Holders Change %
0%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
6
Increased
8
Reduced
18
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
1
Kestra Advisory Services
Texas
$26.2M +$5.57M +270,648 +27%
AAS
2
Ameritas Advisory Services
Nebraska
$22.8M +$747K +36,297 +3%
OWA
3
Octavia Wealth Advisors
Ohio
$15.1M -$36.2K -1,758 -0.2%
WP
4
WealthPLAN Partners
Nebraska
$14.5M +$13.3M +646,560 New
WIM
5
WealthPlan Investment Management
Nebraska
$14.4M -$619K -30,081 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$10.2M -$486K -23,606 -5%
LPL Financial
7
LPL Financial
California
$7.36M +$2.47M +120,173 +50%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$5.27M +$292K +14,182 +6%
Osaic Holdings
9
Osaic Holdings
Arizona
$4.1M +$1.46M +70,822 +55%
SWP
10
Stratos Wealth Partners
Ohio
$3.83M -$84.8K -4,121 -2%
CAN
11
Cetera Advisor Networks
California
$3.15M +$2.05M +99,402 +183%
MML Investors Services
12
MML Investors Services
Massachusetts
$2.73M +$384K +18,637 +16%
CA
13
Cetera Advisors
Colorado
$2.7M -$2.78K -135 -0.1%
NFSG
14
Newbridge Financial Services Group
Florida
$1.33M -$211K -10,255 -14%
EAM
15
Empirical Asset Management
Massachusetts
$898K -$2.37K -115 -0.3%
F
16
F3Logic
Minnesota
$801K -$10.8M -523,314 -93%
GBS
17
Gallagher Benefit Services
Illinois
$801K +$804K +39,070 New
LNC
18
Lincoln National Corp
Pennsylvania
$755K +$466K +22,634 +160%
EH
19
Equitable Holdings
New York
$670K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$658K -$71.8K -3,491 -10%
PCIA
21
Prime Capital Investment Advisors
Kansas
$600K +$602K +29,274 New
FWP
22
Firethorn Wealth Partners
Georgia
$585K -$47.2K -2,294 -7%
AWM
23
Avior Wealth Management
Nebraska
$491K
UBS Group
24
UBS Group
Switzerland
$383K -$876K -42,557 -69%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$380K -$2.03M -98,865 -84%

AGOX Hedge Fund Activity: Q4 2022 in Review

38 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Adaptive Alpha Opportunities ETF (AGOX) for Q4 2022, worth a combined $142M — up 7.9% from $132M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new AGOX positions and 5 closed out — a net gain of 1 holder — while 8 added to existing stakes and 18 trimmed.

The largest buyer was Kestra Advisory Services, adding an estimated $5.57M. The largest seller was F3Logic, cutting an estimated $10.8M.

  • 38 institutional investors held Adaptive Alpha Opportunities ETF (AGOX) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $142M of Adaptive Alpha Opportunities ETF stock for Q4 2022, up 7.9% quarter-over-quarter.
  • 6 funds opened new Adaptive Alpha Opportunities ETF positions in Q4 2022 and 5 closed out, a net change of +1 holder.
  • The largest Adaptive Alpha Opportunities ETF buyer in Q4 2022 was Kestra Advisory Services, an estimated $5.57M added.
  • The largest Adaptive Alpha Opportunities ETF seller in Q4 2022 was F3Logic, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2022.