LPL Financial
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LPL Financial’s Adaptive Alpha Opportunities ETF AGOX Stock Holding History

LPL Financial’s Portfolio AGOX Stock Details AGOX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$12.6M Sell
378,043
-102,743
-21% -$3.46M ﹤0.01% 1993
2026
Q2 		$16.7M Buy
480,786
+71,102
+17% +$2.34M ﹤0.01% 1715
2026
Q1 		$10.9M Sell
409,684
-33,563
-8% -$970K ﹤0.01% 1924
2025
Q4 		$12.7M Buy
443,247
+107,109
+32% +$3.24M ﹤0.01% 1736
2025
Q3 		$10.3M Sell
336,138
-30,783
-8% -$918K ﹤0.01% 1835
2025
Q2 		$10.9M Sell
366,921
-12,462
-3% -$335K ﹤0.01% 1652
2025
Q1 		$9.28M Sell
379,383
-3,173
-0.8% -$85.8K ﹤0.01% 1662
2024
Q4 		$10.4M Sell
382,556
-8,161
-2% -$237K ﹤0.01% 1523
2024
Q3 		$11.3M Sell
390,717
-13,570
-3% -$383K 0.01% 1387
2024
Q2 		$11.3M Sell
404,287
-113,528
-22% -$2.95M 0.01% 1305
2024
Q1 		$13.3M Sell
517,815
-19,138
-4% -$475K 0.01% 1147
2023
Q4 		$13.1M Buy
536,953
+55,704
+12% +$1.3M 0.01% 1094
2023
Q3 		$10.9M Buy
481,249
+79,932
+20% +$1.87M 0.01% 1111
2023
Q2 		$9.4M Sell
401,317
-16,212
-4% -$359K 0.01% 1175
2023
Q1 		$9.1M Buy
417,529
+58,398
+16% +$1.26M 0.01% 1148
2022
Q4 		$7.36M Buy
359,131
+120,173
+50% +$2.47M 0.01% 1228
2022
Q3 		$4.58M Buy
238,958
+8,446
+4% +$178K ﹤0.01% 1444
2022
Q2 		$4.64M Buy
+230,512
New +$5.05M ﹤0.01% 1463
2022
Q1 		– Sell
-475,808
Closed -$12.1M – 4177
2021
Q4 		$12.1M Buy
475,808
+59,996
+14% +$1.56M 0.01% 909
2021
Q3 		$10.7M Buy
415,812
+8,205
+2% +$215K 0.01% 921
2021
Q2 		$10.7M Buy
+407,607
New +$10.5M 0.01% 874

Other funds holding AGOX

Berman McAleer
Berman McAleer Timonium, Maryland $862M AUM 13.92% 1-Year Est. Return
Ameritas Advisory Services
Ameritas Advisory Services Lincoln, Nebraska $5.22B AUM 19.55% 1-Year Est. Return
Partners Wealth Management
Partners Wealth Management Carmel By The Sea, California $961M AUM 24.89% 1-Year Est. Return
Kestra Private Wealth Services
Kestra Private Wealth Services Austin, Texas $9.37B AUM 22.72% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Octavia Wealth Advisors
Octavia Wealth Advisors Cincinnati, Ohio $1.25B AUM 17.47% 1-Year Est. Return
Stratos Wealth Partners
Stratos Wealth Partners Beachwood, Ohio $9.8B AUM 20.15% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

LPL Financial's AGOX Position: Q3 2026 in Review

LPL Financial reduced its Adaptive Alpha Opportunities ETF (AGOX) stake by 21% in Q3 2026, selling an estimated $3.46M and leaving 378,043 shares worth $12.6M. The position accounts for ﹤0.01% of the portfolio, ranked #1993.

LPL Financial first reported a position in AGOX in Q2 2021 and has held it in 21 quarters since. The position peaked at $16.7M in Q2 2026. 38 funds tracked by Wall St. Rank hold AGOX as of Q3 2026.

  • LPL Financial held 378,043 shares of Adaptive Alpha Opportunities ETF worth $12.6M as of Q3 2026.
  • LPL Financial sold 102,743 Adaptive Alpha Opportunities ETF shares in Q3 2026, an estimated $3.46M.
  • Adaptive Alpha Opportunities ETF made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #1993 holding.
  • LPL Financial first reported a position in Adaptive Alpha Opportunities ETF in Q2 2021 and has held it in 21 quarters since.
  • LPL Financial's Adaptive Alpha Opportunities ETF position peaked at $16.7M in Q2 2026.
  • 38 funds tracked by Wall St. Rank held Adaptive Alpha Opportunities ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.