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Adaptive Alpha Opportunities ETF

28 hedge funds and large institutions have $150M invested in Adaptive Alpha Opportunities ETF in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 4

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

19% more capital invested

Capital invested by funds: $126M → $150M (+$23.8M)

4% more funds holding

Funds holding: 2728 (+1)

0.26% more ownership

Funds ownership: 74.13%74.39% (+0.26%)

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.49%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
6
Increased
14
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
F
1
F3Logic
Minnesota
$39.1M -$1.63M -62,333 -4%
WP
2
WealthPLAN Partners
Nebraska
$22.8M +$5.55M +211,819 +31%
OWA
3
Octavia Wealth Advisors
Ohio
$19.8M +$15M +570,412 +284%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$13.1M +$339K +12,953 +3%
LPL Financial
5
LPL Financial
California
$10.7M +$215K +8,205 +2%
SL
6
Savior LLC
Massachusetts
$9.35M +$9.53M +363,432 New
TAF
7
Tredje AP-fonden
Sweden
$6.79M
SWP
8
Stratos Wealth Partners
Ohio
$5.72M -$745K -28,411 -11%
CA
9
Cetera Advisors
Colorado
$3.18M +$141K +5,380 +5%
HGWM
10
Harvest Group Wealth Management
Massachusetts
$2.62M +$173K +6,617 +7%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.45M -$22.9K -872 -0.9%
NA
12
NewEdge Advisors
Louisiana
$2.39M +$861K +32,868 +55%
EH
13
Equitable Holdings
New York
$2.22M +$92.1K +3,514 +4%
NFSG
14
Newbridge Financial Services Group
Florida
$2.11M -$46.7K -1,781 -2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.63M +$408K +15,569 +33%
CAN
16
Cetera Advisor Networks
California
$1.42M +$1.07M +40,742 +282%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$707K +$98.7K +3,764 +16%
UBS Group
18
UBS Group
Switzerland
$705K +$175K +6,668 +32%
MML Investors Services
19
MML Investors Services
Massachusetts
$634K +$295K +11,241 +84%
AWM
20
Avior Wealth Management
Nebraska
$580K
TFS
21
Thoroughbred Financial Services
Tennessee
$374K +$381K +14,554 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$318K +$325K +12,382 New
AW
23
ACG Wealth
Georgia
$302K
CF
24
Centaurus Financial
California
$291K +$15.7K +600 +6%
WB
25
Webster Bank
Connecticut
$219K +$223K +8,497 New