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Adaptive Alpha Opportunities ETF

36 hedge funds and large institutions have $202M invested in Adaptive Alpha Opportunities ETF in 2021 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

143% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 7

35% more capital invested

Capital invested by funds: $150M → $202M (+$52M)

29% more funds holding

Funds holding: 2836 (+8)

9.89% more ownership

Funds ownership: 74.39%84.28% (+9.9%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
36
Holders Change
+8
Holders Change %
+28.57%
% of All Funds
0.55%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
9
Increased
17
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
F
1
F3Logic
Minnesota
$31M -$7.83M -301,884 -20%
WP
2
WealthPLAN Partners
Nebraska
$23.7M +$2.44M +94,153 +11%
OWA
3
Octavia Wealth Advisors
Ohio
$22.7M +$3.1M +119,530 +15%
KAS
4
Kestra Advisory Services
Texas
$20.8M +$21.2M +817,636 New
AAS
5
Ameritas Advisory Services
Nebraska
$14.9M +$15.2M +587,709 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14.6M +$1.67M +64,214 +13%
LPL Financial
7
LPL Financial
California
$12.1M +$1.56M +59,996 +14%
SL
8
Savior LLC
Massachusetts
$11.9M +$2.78M +107,196 +29%
TAF
9
Tredje AP-fonden
Sweden
$6.98M -$85.1K -3,280 -7%
SWP
10
Stratos Wealth Partners
Ohio
$5.59M -$62.3K -2,403 -1%
CAN
11
Cetera Advisor Networks
California
$5.47M +$4.15M +159,883 +290%
NA
12
NewEdge Advisors
Louisiana
$4.2M +$1.88M +72,576 +78%
Osaic Holdings
13
Osaic Holdings
Arizona
$3.4M +$1M +38,727 +41%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$3.36M +$1.79M +69,166 +109%
CA
15
Cetera Advisors
Colorado
$3.33M +$186K +7,167 +6%
HGWM
16
Harvest Group Wealth Management
Massachusetts
$2.93M +$347K +13,376 +13%
MML Investors Services
17
MML Investors Services
Massachusetts
$2.11M +$1.51M +58,287 +237%
NFSG
18
Newbridge Financial Services Group
Florida
$2.04M -$45.4K -1,748 -2%
ARC
19
Advisor Resource Council
Texas
$1.87M +$1.91M +73,707 New
UBS Group
20
UBS Group
Switzerland
$1.56M +$886K +34,135 +124%
EH
21
Equitable Holdings
New York
$1.36M -$850K -32,748 -38%
AI
22
Atria Investments
North Carolina
$1.14M +$1.16M +44,712 New
FWP
23
Firethorn Wealth Partners
Georgia
$1.01M +$1.03M +39,573 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$915K +$221K +8,503 +31%
AWM
25
Avior Wealth Management
Nebraska
$607K +$35.2K +1,355 +6%

AGOX Hedge Fund Activity: Q4 2021 in Review

36 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Adaptive Alpha Opportunities ETF (AGOX) for Q4 2021, worth a combined $202M — up 35% from $150M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new AGOX positions and 1 closed out — a net gain of 8 holders — while 17 added to existing stakes and 7 trimmed.

The largest buyer was Kestra Advisory Services, opening a new position worth an estimated $21.2M. The largest seller was F3Logic, cutting an estimated $7.83M.

  • 36 institutional investors held Adaptive Alpha Opportunities ETF (AGOX) as of Q4 2021, up from 28 in Q3 2021.
  • Funds reported $202M of Adaptive Alpha Opportunities ETF stock for Q4 2021, up 35% quarter-over-quarter.
  • 9 funds opened new Adaptive Alpha Opportunities ETF positions in Q4 2021 and 1 closed out, a net change of +8 holders.
  • The largest Adaptive Alpha Opportunities ETF buyer in Q4 2021 was Kestra Advisory Services, an estimated $21.2M added.
  • The largest Adaptive Alpha Opportunities ETF seller in Q4 2021 was F3Logic, an estimated $7.83M sold.

Based on aggregated 13F filings for Q4 2021.