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Adaptive Alpha Opportunities ETF

41 hedge funds and large institutions have $178M invested in Adaptive Alpha Opportunities ETF in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

8% more funds holding

Funds holding: 3841 (+3)

8% more capital invested

Capital invested by funds: $165M → $178M (+$12.9M)

0.99% more ownership

Funds ownership: 77%78% (+0.99%)

35% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 17

Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
0.6%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
7
Increased
11
Reduced
17
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
1
Kestra Advisory Services
Texas
$33.8M +$490K +21,071 +2%
AAS
2
Ameritas Advisory Services
Nebraska
$18.3M -$9M -386,898 -34%
OWA
3
Octavia Wealth Advisors
Ohio
$17.4M -$88.4K -3,800 -0.5%
KPWS
4
Kestra Private Wealth Services
Texas
$15.4M +$4.52M +194,562 +44%
LPL Financial
5
LPL Financial
California
$13.1M +$1.3M +55,704 +12%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$10.8M +$701K +30,162 +7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$10.5M -$107K -4,584 -1%
WP
8
WealthPLAN Partners
Nebraska
$9.13M -$75.8K -3,260 -0.9%
Osaic Holdings
9
Osaic Holdings
Arizona
$8.01M -$1.05M -45,021 -12%
SWP
10
Stratos Wealth Partners
Ohio
$6.09M -$110K -4,723 -2%
CAN
11
Cetera Advisor Networks
California
$5.74M +$1.54M +66,297 +39%
UBS Group
12
UBS Group
Switzerland
$4.81M +$1.01M +43,235 +28%
WIM
13
WealthPlan Investment Management
Nebraska
$4.35M -$125K -5,392 -3%
CA
14
Cetera Advisors
Colorado
$3.82M +$232K +9,974 +7%
EMAM
15
Encompass More Asset Management
California
$3.2M +$3.06M +131,414 New
LNC
16
Lincoln National Corp
Pennsylvania
$1.52M +$14.3K +615 +1%
GFG
17
Goldstone Financial Group
Illinois
$1.51M -$32.3K -1,387 -2%
GRP
18
Global Retirement Partners
California
$1.41M +$1.36M +58,516 New
NFSG
19
Newbridge Financial Services Group
Florida
$1.21M -$145K -6,227 -11%
EAM
20
Empirical Asset Management
Massachusetts
$1.03M -$13.6K -584 -1%
PAS
21
Park Avenue Securities
New York
$1.01M +$338K +14,536 +54%
PCIA
22
Prime Capital Investment Advisors
Kansas
$622K -$3.21K -138 -0.5%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$618K
FWP
24
Firethorn Wealth Partners
Georgia
$602K -$2K -86 -0.3%
AWM
25
Avior Wealth Management
Nebraska
$584K

AGOX Hedge Fund Activity: Q4 2023 in Review

41 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Adaptive Alpha Opportunities ETF (AGOX) for Q4 2023, worth a combined $178M — up 7.8% from $165M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new AGOX positions and 4 closed out — a net gain of 3 holders — while 11 added to existing stakes and 17 trimmed.

The largest buyer was Kestra Private Wealth Services, adding an estimated $4.52M. The largest seller was Ameritas Advisory Services, cutting an estimated $9M.

  • 41 institutional investors held Adaptive Alpha Opportunities ETF (AGOX) as of Q4 2023, up from 38 in Q3 2023.
  • Funds reported $178M of Adaptive Alpha Opportunities ETF stock for Q4 2023, up 7.8% quarter-over-quarter.
  • 7 funds opened new Adaptive Alpha Opportunities ETF positions in Q4 2023 and 4 closed out, a net change of +3 holders.
  • The largest Adaptive Alpha Opportunities ETF buyer in Q4 2023 was Kestra Private Wealth Services, an estimated $4.52M added.
  • The largest Adaptive Alpha Opportunities ETF seller in Q4 2023 was Ameritas Advisory Services, an estimated $9M sold.

Based on aggregated 13F filings for Q4 2023.